Cambridge Investment Research problem Archives

Robert Rex, Esq.
November 19, 2015

Cambridge Investment Research Broker Sanctioned by Securities Regulator- Metairie, LA

Cambridge Investment Research Broker Sanctioned by Securities Regulator- Metairie, LA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 19, 2015 November 19, 2015

September 22, 2015- Metairie, LA Ralph Savoie , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he refused to provide…

Robert Rex, Esq.
November 18, 2015

Former Cambridge Investment Research Broker Barred From Industry In Connection Alleged Theft of Funds

Former Cambridge Investment Research Broker Barred From Industry In Connection Alleged Theft of Funds https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 18, 2015 November 18, 2015

August 18, 2015- Henderson, Nevada Glenn Allen Moffitt , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he failed to…

Robert Rex, Esq.
August 24, 2015

Former Cambridge Investment Research Broker Charged with Felony

Former Cambridge Investment Research Broker Charged with Felony https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 24, 2015 August 24, 2015

August 19, 2015, Francesco Puccio , entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he would not provide documents and…