Cetera Advisors Charged With Defrauding Retail Clients
https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg
150
150
Robert Rex, Esq.
https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g
September 2019 Cetera Advisors, a registered investment advisor and broker-dealer based in Denver, Colorado, was charged by the Securities and Exchange Commission (SEC) with breaching its fiduciary duty and defrauding…
read more