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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

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Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

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  • Robert Rex, Esq.

CHARLES MCINNIS- FORMER CAMBRIDGE INVESTMENT BROKER- DISCLOSES REGULATORY SUSPENSION-MIAMI, FL
CHARLES MCINNIS- FORMER CAMBRIDGE INVESTMENT BROKER- DISCLOSES REGULATORY SUSPENSION-MIAMI, FL 150 150 Robert Rex, Esq.

April 2017- Miami, FL The FINRA records of  Charles M. McInnis (CRD # 1321666) ,  a  stockbroker who was previously employed by  Cambridge Investment Research, Inc.   disclose 3 final regulatory events,  3 customer disputes that are…

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  • Robert Rex, Esq.

Jorge Reyes-Former CP Capital Securities Broker-Discloses Regulatory Complaint-Miami, FL
Jorge Reyes-Former CP Capital Securities Broker-Discloses Regulatory Complaint-Miami, FL 150 150 Robert Rex, Esq.

UPDATE February 2019-In December FINRA named Reyes in a complaint alleging that he made fraudulent representations and omissions of material fact in connection with the sale of Regulation D securities.…

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