David L. Sheppard-Former Aegis Capital Broker-Charged With Churning by FINRA-Barred
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Robert Rex, Esq.
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Melville, New York UPDATE JUNE 2018-In 1/2018 a customer of Aegis Capital Corp. from Rhode Island filed FINRA arbitration 17-2867 alleging that Sheppard made unsuitable recommendations, traded the account excessively…
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