Ernie Garcia-Former Fidelity Brokerage Services Broker-Barred From FINRA- Discloses Regulatory Event and Termination-Westlake, TX
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Robert Rex, Esq.
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April 2020- Westlake, TX The FINRA records of Ernie Garcia, a broker previously employed by Fidelity Brokerage Services, Inc. , disclose a regulatory event resulting in his bar from the securities industry and…
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