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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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Joe Allbright- Former Farmers Financial Broker- Discloses Regulatory Suspension and Prior Customer Dispute, Odessa, TX

Joe Allbright- Former Farmers Financial Broker- Discloses Regulatory Suspension and Prior Customer Dispute, Odessa, TX 150 150 ER

Joe Allbright Investigation June 2022- Odessa, TX According to publicly available records,  Joe M. Allbright, a currently unregistered broker, who last worked for Farmers Financial Solutions in Odessa, TX ,  discloses a regulatory…

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Jun Zhou-Former The Leaders Group, Inc. Broker- Barred from FINRA-Chicago, IL

Jun Zhou-Former The Leaders Group, Inc. Broker- Barred from FINRA-Chicago, IL 150 150 Robert Rex, Esq.

April 2020- Chicago, IL The FINRA records of Jun Zhou, a broker previously employed  by  The Leaders Group, Inc. & Farmers Financial Solutions, disclose  a regulatory event resulting in her bar from…

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