• Robert Rex, Esq.

Ryan Boggs-Former Broker With MNR Executions-Discloses Receipt of Wells Notice
Ryan Boggs-Former Broker With MNR Executions-Discloses Receipt of Wells Notice 150 150 Robert Rex, Esq.

Chicago, IL UPDATE AUGUST 2016– According to public records, Ryan Boggs is named in Case #16-0023/ 20150459600 filed by the Chicago Board of Options Exchange alleging that Boggs, on behalf…

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  • Robert Rex, Esq.

Edgar A. Thomas-Former Investors Capital Broker-Discloses Customer Dispute
Edgar A. Thomas-Former Investors Capital Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

Lakeland, Florida According to FINRA records, Edgar A. Thomas ,  a broker who is currently registered  with Calton & Assoc. , discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Losses on KBR Baron’s Cove ? How to Recover Damages.
Losses on KBR Baron’s Cove ? How to Recover Damages. 150 150 Robert Rex, Esq.

Investors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…

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  • Robert Rex, Esq.

Miguel A. Hernandez-Former Thrivent StockBroker-Barred From Securities Industry
Miguel A. Hernandez-Former Thrivent StockBroker-Barred From Securities Industry 150 150 Robert Rex, Esq.

El Paso, Texas According to FINRA records, Miguel A. Hernandez ,  a broker who was formerly  registered  with Thrivent Investment Management in El Paso, Texas , has been permanently barred from acting as a…

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  • Robert Rex, Esq.

Theodore Allocca, Jr.-Trident Partners Stockbroker-Discloses Customer Suits
Theodore Allocca, Jr.-Trident Partners Stockbroker-Discloses Customer Suits 150 150 Robert Rex, Esq.

September 2018-Woodbury, New York According to FINRA records, Theodore Allocca, Jr. ,  a broker who is currently registered  with Trident Partners Ltd. , disclose a pending customer dispute and  two prior final customer…

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Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock
Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock 150 150 Robert Rex, Esq.

UPDATE AUGUST 2016-FINRA records disclose that a customer of COR Clearing has filed FINRA arbitration 16-2100 alleging damages of $778,119 for recommending worthless securities and fraud. UPDATE JULY 2016-FINRA records…

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Wilson G. Saville-Barrett & Co.-Lose Customer Arbitration
Wilson G. Saville-Barrett & Co.-Lose Customer Arbitration 150 150 Robert Rex, Esq.

JUNE 2018 UPDATE-IN 5/2016 a FINRA arbitration panel awarded damages of $267,890 to the Barrett & Company customer that filed FINRA Case 14-0755 discussed below. ORIGINAL POST MAY 2016 Providence,…

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Jeffrey L. Boddy-Woodbury Financial Broker-Discloses Numerous Tax Liens
Jeffrey L. Boddy-Woodbury Financial Broker-Discloses Numerous Tax Liens 150 150 Robert Rex, Esq.

Farmington, New Mexico According to FINRA records, Jeffrey L. Boddy a broker who works for Woodbury Financial Services, Inc. discloses 1 prior customer dispute and 24 unsatisfied and outstanding judgments or…

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  • Robert Rex, Esq.

Casey J. Alexander,Former Gilford Securities Broker-Named in Customer Arbitration
Casey J. Alexander,Former Gilford Securities Broker-Named in Customer Arbitration 150 150 Robert Rex, Esq.

New York According to FINRA records, Casey J. Alexander, a broker who formerly worked for Gilford Securities , discloses 3 customer disputes, 2 of which have been finalized and one of which…

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