• Robert Rex, Esq.

Losses on KBR Baron’s Cove ? How to Recover Damages.
Losses on KBR Baron’s Cove ? How to Recover Damages. 150 150 Robert Rex, Esq.

Investors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…

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  • Robert Rex, Esq.

Miguel A. Hernandez-Former Thrivent StockBroker-Barred From Securities Industry
Miguel A. Hernandez-Former Thrivent StockBroker-Barred From Securities Industry 150 150 Robert Rex, Esq.

El Paso, Texas According to FINRA records, Miguel A. Hernandez ,  a broker who was formerly  registered  with Thrivent Investment Management in El Paso, Texas , has been permanently barred from acting as a…

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  • Robert Rex, Esq.

Theodore Allocca, Jr.-Trident Partners Stockbroker-Discloses Customer Suits
Theodore Allocca, Jr.-Trident Partners Stockbroker-Discloses Customer Suits 150 150 Robert Rex, Esq.

September 2018-Woodbury, New York According to FINRA records, Theodore Allocca, Jr. ,  a broker who is currently registered  with Trident Partners Ltd. , disclose a pending customer dispute and  two prior final customer…

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  • Robert Rex, Esq.

Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock
Rafael Santiago-Former COR Clearing Broker-Discloses $495,000 Customer Dispute Over Sale of VGTEL Stock 150 150 Robert Rex, Esq.

UPDATE AUGUST 2016-FINRA records disclose that a customer of COR Clearing has filed FINRA arbitration 16-2100 alleging damages of $778,119 for recommending worthless securities and fraud. UPDATE JULY 2016-FINRA records…

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  • Robert Rex, Esq.

Wilson G. Saville-Barrett & Co.-Lose Customer Arbitration
Wilson G. Saville-Barrett & Co.-Lose Customer Arbitration 150 150 Robert Rex, Esq.

JUNE 2018 UPDATE-IN 5/2016 a FINRA arbitration panel awarded damages of $267,890 to the Barrett & Company customer that filed FINRA Case 14-0755 discussed below. ORIGINAL POST MAY 2016 Providence,…

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  • Robert Rex, Esq.

Jeffrey L. Boddy-Woodbury Financial Broker-Discloses Numerous Tax Liens
Jeffrey L. Boddy-Woodbury Financial Broker-Discloses Numerous Tax Liens 150 150 Robert Rex, Esq.

Farmington, New Mexico According to FINRA records, Jeffrey L. Boddy a broker who works for Woodbury Financial Services, Inc. discloses 1 prior customer dispute and 24 unsatisfied and outstanding judgments or…

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  • Robert Rex, Esq.

Casey J. Alexander,Former Gilford Securities Broker-Named in Customer Arbitration
Casey J. Alexander,Former Gilford Securities Broker-Named in Customer Arbitration 150 150 Robert Rex, Esq.

New York According to FINRA records, Casey J. Alexander, a broker who formerly worked for Gilford Securities , discloses 3 customer disputes, 2 of which have been finalized and one of which…

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  • Robert Rex, Esq.

Samuel D. Wyman, Jr-Former Gilford Securities Broker-Named in Customer Dispute
Samuel D. Wyman, Jr-Former Gilford Securities Broker-Named in Customer Dispute 150 150 Robert Rex, Esq.

Westhampton Beach, New York According to FINRA records, Samuel D. Wyman, Jr., a broker who formerly worked for Gilford Securities , discloses 3 customer disputes, 2 of which have been finalized and…

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  • Robert Rex, Esq.

Ralph “Brud” Worthington-Formerly with Gilford Securities- Named in Customer Arbitration
Ralph “Brud” Worthington-Formerly with Gilford Securities- Named in Customer Arbitration 150 150 Robert Rex, Esq.

New York According to FINRA records, Ralph  (Brud) Worthington IV, a broker who formerly worked for Gilford Securities , discloses 7 customer disputes, 6 of which have been finalized and one of…

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  • Robert Rex, Esq.

Barry Link, World Equity Group Broker, Named in Customer Dispute
Barry Link, World Equity Group Broker, Named in Customer Dispute 150 150 Robert Rex, Esq.

May 2016- Wheaton, Illinois The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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