May 2016- Wheaton, Illinois
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
According to FINRA records, Barry N. Link , currently a broker with World Equity Group, discloses a pending customer dispute. In FINRA Case 16-0331, a customer alleges damages of $400,000 for negligence and breach of fiduciary duty.
Link has been registered with World Equity Group since 6/2001. Link discloses business affiliations with Ashar Group LLC, First Financial Resources, Forum 400 and Equity Key Authorized Originator.
If you have questions about an account handled by Barry N. Link contact us to discuss your options and to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900