• Robert Rex, Esq.

Luis Marquez-Former Dawson James Broker-Named In Customer Arbitration-Ft. Lauderdale
Luis Marquez-Former Dawson James Broker-Named In Customer Arbitration-Ft. Lauderdale 150 150 Robert Rex, Esq.

May 2016- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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  • Robert Rex, Esq.

Shahbul A. Molla Named in Customer Arbitration-Spartan Capital Securities Broker
Shahbul A. Molla Named in Customer Arbitration-Spartan Capital Securities Broker 150 150 Robert Rex, Esq.

May 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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  • Robert Rex, Esq.

Marlon Cole Named in Customer Arbitration Dispute-Legend Securities Broker
Marlon Cole Named in Customer Arbitration Dispute-Legend Securities Broker 150 150 Robert Rex, Esq.

May 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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  • Robert Rex, Esq.

Larry C. Wolfe-Herbert J. Sims Stockbroker-Named in $1.5M Customer Dispute-Boca Raton, FL
Larry C. Wolfe-Herbert J. Sims Stockbroker-Named in $1.5M Customer Dispute-Boca Raton, FL 150 150 Robert Rex, Esq.

May 2016-Boca Raton, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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  • Robert Rex, Esq.

Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months
Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months 150 150 Robert Rex, Esq.

April 2016-Tyler, Texas Robert Hahn, a 64 year old former Tyler insurance agent was sentenced to serve 36 months in federal prison for wire fraud and money laundering , according…

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  • Robert Rex, Esq.

Claus Foerster Indicted for $2.8M Fraud-Spartanburg, S Carolina
Claus Foerster Indicted for $2.8M Fraud-Spartanburg, S Carolina 150 150 Robert Rex, Esq.

March 2016 The US Attorney’s Office for District of South Carolina announced that Claus C. Foerster, age 55, of Spartanburg, South Carolina was charged in a 5 count indictment with…

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  • Robert Rex, Esq.

Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities
Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities 150 150 Robert Rex, Esq.

April 2016- Orangeburg, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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  • Robert Rex, Esq.

David A. Allen-Former Avenir Financial Broker-Discloses Customer Disputes-Boston
David A. Allen-Former Avenir Financial Broker-Discloses Customer Disputes-Boston 150 150 Robert Rex, Esq.

April 2016- Boston The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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  • Robert Rex, Esq.

Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK
Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK 150 150 Robert Rex, Esq.

April 2016- Oklahoma City, OK UPDATED February 2018-See this for current details. UPDATE MAY 2017–FINRA Records disclose that Jay D. Jordan currently has 9 pending and 4 prior customer disputes. The…

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  • Robert Rex, Esq.

Daniel McCourt-Foothills Securities Broker-Update on Investigation
Daniel McCourt-Foothills Securities Broker-Update on Investigation 150 150 Robert Rex, Esq.

April 17, 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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