• Robert Rex, Esq.

Aldo Marchena-Former Northeast Securities Broker-Discloses Settlement of Customer Disputes
Aldo Marchena-Former Northeast Securities Broker-Discloses Settlement of Customer Disputes 150 150 Robert Rex, Esq.

UPDATE December 2016–Aldo Marchena discloses two customer disputes on his FINRA record.  FINRA Case 16-1918-in which a customer of Northeast Securities alleges damages of $75,000 for breach of fiduciary duty by…

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  • Robert Rex, Esq.

Charles Caleb Fackrell-Former LPL Financial Broker-Sentenced for Ponzi Scheme
Charles Caleb Fackrell-Former LPL Financial Broker-Sentenced for Ponzi Scheme 150 150 Robert Rex, Esq.

UPDATE ON CHARLES FACKRELL-December 2016-Charles Fackrell, 37, of Booneville, N. Carolina was sentenced to 63 months in jail according to the U.S. Attorney’s Office for operating a $1.4 million Ponzi…

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  • Robert Rex, Esq.

Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc.
Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc. 150 150 Robert Rex, Esq.

March 27, 2016 FINRA records report that Carlo W. Corzine, who is currently registered with Dawson James Securities in Boca Raton, FL, recently settled a customer dispute. The complaint alleged…

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  • Robert Rex, Esq.

G A Repple Broker Frederick Bremer Settles “Church Bond” Case
G A Repple Broker Frederick Bremer Settles “Church Bond” Case 150 150 Robert Rex, Esq.

March 28, 2016-Casselberry, Florida According to FINRA records, financial advisor Frederick P. Bremer, who has been registered with  G.A. Repple & Co. since January 1998 , recently settled a complaint with a customer…

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  • Robert Rex, Esq.

Richard S. Sadowski-G A Repple Broker- Discloses Customer Complaints -Hot Springs, Arkansas
Richard S. Sadowski-G A Repple Broker- Discloses Customer Complaints -Hot Springs, Arkansas 150 150 Robert Rex, Esq.

March 28, 2016-Hot Springs, Arkansas According to FINRA records, G.A. Repple broker Richard S. Sadowski has 13 customer disputes reported, including: FINRA Case No 13-3205– A customer alleged that Sadowski,…

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  • Robert Rex, Esq.

Christopher Veale Investigation-Numerous Customer Complaint & Regulatory Issues
Christopher Veale Investigation-Numerous Customer Complaint & Regulatory Issues 150 150 Robert Rex, Esq.

FINRA records report that Christopher F. Veale , of New York,  who is not currently registered, is currently  named in a customer dispute: FINRA Case 15-00373-customer alleges breach of fiduciary duty by Veale while…

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  • Robert Rex, Esq.

Richard Gomez Investigation-Former Legend Securities Broker
Richard Gomez Investigation-Former Legend Securities Broker 150 150 Robert Rex, Esq.

FINRA records report that Richard Gomez , of New York,  who is not currently registered, is currently  named in two customer disputes: FINRA Case 16-0035 filed by a Florida resident against Gomez while he…

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  • Robert Rex, Esq.

Salvatore Pizzimenti Investigation-Legend Securities Broker
Salvatore Pizzimenti Investigation-Legend Securities Broker 150 150 Robert Rex, Esq.

FINRA records report that Salvatore Pizzimenti , who has been registered with Legend Securities since 8/2011 , has been  named in four customer disputes that have been resolved, including: FINRA Case 12-2703 filed while Pizzimenti…

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  • Robert Rex, Esq.

Daren Dorval Investigation-Legend Securities Broker
Daren Dorval Investigation-Legend Securities Broker 150 150 Robert Rex, Esq.

FINRA records report that Daren Dorval, who has been registered with Legend Securities since 9/2009, is named in a 3 currently pending arbitrations: FINRA Case 15-802 filed by a Florida…

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