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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Alan M. Cobb – Former Investors Capital Corp. Broker- Discloses Customer Dispute-Providence, RI
Alan M. Cobb – Former Investors Capital Corp. Broker- Discloses Customer Dispute-Providence, RI 150 150 Robert Rex, Esq.

May 2017-Providence, RI According to publicly available records Alan M. Cobb, (CRD#49158) ,  a  stockbroker who  was previously registered with Investors Capital Corp., discloses a prior final customer dispute. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Kovack Securities to Acquire TKG Financial
Kovack Securities to Acquire TKG Financial 150 150 Robert Rex, Esq.

May 2017 Ft. Lauderdale-based Kovack Securities announced that they intend to acquire the assets of TKG Financial, Inc. Kovack Securities has about 400 advisors nationwide. TKG Financial,  based in Santa…

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  • Robert Rex, Esq.

Dominic J. Linsalata-Newbridge Securities Broker-Discloses Settlement of Customer Dispute-Boca Raton, FL
Dominic J. Linsalata-Newbridge Securities Broker-Discloses Settlement of Customer Dispute-Boca Raton, FL 150 150 Robert Rex, Esq.

May 2017-Boca Raton, FL The FINRA records of  Dominic J. Linsalata Jr.  ,  a  stockbroker who is currently registered with Newbridge Securities disclose a customer dispute that was settled. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

William C. (Bill) Fenwick Jr.-First Kentucky Securities Broker-Discloses Customer Disputes-Louisville, KY
William C. (Bill) Fenwick Jr.-First Kentucky Securities Broker-Discloses Customer Disputes-Louisville, KY 150 150 Robert Rex, Esq.

APRIL 2018 UPDATE-$20M customer dispute disclosed by Bill Fenwick, See this for details. April 2017-Louisville, KY The FINRA records of  William C. (Bill) Fenwick Jr.  ,  a  stockbroker who is currently registered with…

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  • Robert Rex, Esq.

Todd F. Sherman-Former Fusion Analytics Securities Broker-Discloses Customer Dispute-Coral Springs, FL
Todd F. Sherman-Former Fusion Analytics Securities Broker-Discloses Customer Dispute-Coral Springs, FL 150 150 Robert Rex, Esq.

June 2021-Coral Springs, FL The FINRA records of  Todd F. Sherman ,  a  stockbroker who was last registered with Fusion Analytics Securities disclose a regulatory matter resulting in suspension. The Financial Industry…

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  • Robert Rex, Esq.

John Kolody Jr.-Former Foothill Securities Broker-Discloses Customer Dispute-Flagstaff, AZ
John Kolody Jr.-Former Foothill Securities Broker-Discloses Customer Dispute-Flagstaff, AZ 150 150 Robert Rex, Esq.

May 2017- Flagstaff, AZ The FINRA records  of John Kolody, Jr. ,  a  stockbroker who is currently employed by  Securities America   disclose a pending  customer dispute . The Financial Industry Regulatory Authority (FINRA) is the agency that…

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  • Robert Rex, Esq.

Texas Securities Regulator Issues Order RE: Stock Promoters Impersonating Registered Firm
Texas Securities Regulator Issues Order RE: Stock Promoters Impersonating Registered Firm 150 150 Robert Rex, Esq.

MAY 2017-Dallas, Texas The Texas State Securities Board (TSSB) entered an Emergency Cease and Desist May 5th alleging that Raymond Hill and Mark Diaz who are soliciting funds for stock…

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  • Robert Rex, Esq.

Steven H. Murphy – Former VSR Financial Services Broker- Discloses Customer Disputes- Simi Valley, CA
Steven H. Murphy – Former VSR Financial Services Broker- Discloses Customer Disputes- Simi Valley, CA 150 150 Robert Rex, Esq.

April 2017- Simi Valley, CA The FINRA records  of Steven H. Murphy,  a  stockbroker who is currently employed by  Summit Brokerage Services  and was previously employed by VSR Financial Services, disclose a pending  customer dispute and…

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  • Robert Rex, Esq.

William D. Byrd-Former Transamerica Broker-Discloses Customer Disputes-Tampa, FL
William D. Byrd-Former Transamerica Broker-Discloses Customer Disputes-Tampa, FL 150 150 Robert Rex, Esq.

May 2017-Tampa, FL The FINRA records of  William D. Byrd ,  a  stockbroker who is currently registered with Capital Financial Services disclose a pending customer dispute and 3 prior final customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Steven E. Blanke-Capital Financial Services Broker-Discloses Customer Disputes-Garland, TX
Steven E. Blanke-Capital Financial Services Broker-Discloses Customer Disputes-Garland, TX 150 150 Robert Rex, Esq.

May 2017-Garland, TX The FINRA records of  Steven Earle Blanke ,  a  stockbroker who is currently registered with Capital Financial Services disclose a pending customer dispute, a prior final customer dispute and a prior financial event.…

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