GIlford Securities complaint Archives

Robert Rex, Esq.
March 7, 2018

Gil Sharon-Maxim Group Stockbroker-Subject of $200K Customer Dispute Over Excessive Trading-Cleveland, Ohio

Gil Sharon-Maxim Group Stockbroker-Subject of $200K Customer Dispute Over Excessive Trading-Cleveland, Ohio https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g March 7, 2018 March 7, 2018

March 2018 The FINRA records of Gil Sharon , a stock broker who is employed by Maxim Group LLC disclose a pending customer dispute and 3 prior customer disputes. The Financial Industry Regulatory…

Robert Rex, Esq.
May 17, 2016

Casey J. Alexander,Former Gilford Securities Broker-Named in Customer Arbitration

Casey J. Alexander,Former Gilford Securities Broker-Named in Customer Arbitration https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 17, 2016 May 17, 2016

New York According to FINRA records, Casey J. Alexander, a broker who formerly worked for Gilford Securities , discloses 3 customer disputes, 2 of which have been finalized and one of which…

Robert Rex, Esq.
May 17, 2016

Samuel D. Wyman, Jr-Former Gilford Securities Broker-Named in Customer Dispute

Samuel D. Wyman, Jr-Former Gilford Securities Broker-Named in Customer Dispute https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 17, 2016 May 17, 2016

Westhampton Beach, New York According to FINRA records, Samuel D. Wyman, Jr., a broker who formerly worked for Gilford Securities , discloses 3 customer disputes, 2 of which have been finalized and…

Robert Rex, Esq.
May 17, 2016

Ralph “Brud” Worthington-Formerly with Gilford Securities- Named in Customer Arbitration

Ralph “Brud” Worthington-Formerly with Gilford Securities- Named in Customer Arbitration https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 17, 2016 May 17, 2016

New York According to FINRA records, Ralph (Brud) Worthington IV, a broker who formerly worked for Gilford Securities , discloses 7 customer disputes, 6 of which have been finalized and one of…

Featured Investigations

Gil Sharon-Maxim Group Stockbroker-Subject of $200K Customer Dispute Over Excessive Trading-Cleveland, Ohio

Casey J. Alexander,Former Gilford Securities Broker-Named in Customer Arbitration

Samuel D. Wyman, Jr-Former Gilford Securities Broker-Named in Customer Dispute

Ralph “Brud” Worthington-Formerly with Gilford Securities- Named in Customer Arbitration