how to recover oil and gas losses Archives

ER
June 16, 2023

“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA

“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 16, 2023 October 3, 2023

“Rob” Eisenberg Investigation June 2023- Vienna, VA The FINRA records of Robert “Rob” Eisenberg , a stockbroker employed by Lincoln Financial Advisors Corporation disclose a pending customer dispute. The Financial Industry Regulatory…

ER
March 13, 2023

William Seibert- Raymond James Broker- Discloses $897.5K Settlement with Customer and a Pending Customer Case- Houma, LA

William Seibert- Raymond James Broker- Discloses $897.5K Settlement with Customer and a Pending Customer Case- Houma, LA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g March 13, 2023 October 3, 2023

William Seibert Investigation March 2023-Houma, LA According to publicly available records William Colin Seibert, a Raymond James & Associates, Inc. broker, discloses a $897,500 settlement payment and a pending customer dispute.…

Robert Rex, Esq.
June 20, 2018

Regan A. Rohl-Former Wells Fargo Broker-Subject of Numerous Customer Suits Over Oil & Gas Investments-Fargo, N. Dakota

Regan A. Rohl-Former Wells Fargo Broker-Subject of Numerous Customer Suits Over Oil & Gas Investments-Fargo, N. Dakota https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 20, 2018 June 20, 2018

November 2020- Fargo, N. Dakota The FINRA records of Regan A. Rohl , a stock broker who was, until recently, employed by Wells Fargo Advisors Financial Network , disclose a pending customer dispute and…

Robert Rex, Esq.
April 13, 2018

How to Recover Losses on Reef Oil and Gas Fund Investments

How to Recover Losses on Reef Oil and Gas Fund Investments https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 13, 2018 April 13, 2018

April 2018-Richardson, TX Reef Securities Inc. and its owner and president Frank Mauceli were sanctioned by FINRA on April 11, 2018, for failing to timely notify investors in an Oil…

Robert Rex, Esq.
September 29, 2017

Couple Awarded $550,000 For Losses on Breitburn Energy Investments-St. Louis

Couple Awarded $550,000 For Losses on Breitburn Energy Investments-St. Louis https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 29, 2017 September 29, 2017

September 2017-St. Louis, MO A FINRA arbitration panel ordered J.J.B. Hilliard, W.L. Lyons to pay a couple $450,000 in compensatory damages, $100,000 in punitive damages and costs of over $18,000.…

Robert Rex, Esq.
May 25, 2017

Douglas Hardwick-Former Texas Securities Broker-Sanctioned for Sale of Oil & Gas Investments

Douglas Hardwick-Former Texas Securities Broker-Sanctioned for Sale of Oil & Gas Investments https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 25, 2017 May 25, 2017

May 2017 – Carrollton, TX According to publicly available records Douglas R. Hardwick (CRD#4522610) , a stockbroker currently not registered, but who was previously registered with Texas Securities, Inc., discloses a pending regulatory…

Robert Rex, Esq.
April 30, 2017

Tom (Gil) Parks, Jr.-Former Ameriprise Broker-Discloses Numerous Customer Disputes Over Oil & Gas & Annuity Investments-Stephenville, TX

Tom (Gil) Parks, Jr.-Former Ameriprise Broker-Discloses Numerous Customer Disputes Over Oil & Gas & Annuity Investments-Stephenville, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 30, 2017 April 30, 2017

See this for JULY 2018 UPDATE JULY 2017-Stephenville, TX According to publicly available records Tom Gilliam Parks, Jr. , (CRD#1558909) , a stockbroker who is not currently registered and who last was employed…

Robert Rex, Esq.
July 10, 2016

Ray G. Reese-Money Capital Concepts Broker-Discloses Customer Settlement Over Oil & Gas Investment-Farmington, MO

Ray G. Reese-Money Capital Concepts Broker-Discloses Customer Settlement Over Oil & Gas Investment-Farmington, MO https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 10, 2016 July 10, 2016

July 2020- Farmington, MO The FINRA records of Ray G. Reese , a stock broker currently employed by Money Concepts Capital Corp , disclose 2 pending and 3 prior final customer disputes. The Financial Industry Regulatory Authority…

Robert Rex, Esq.
March 21, 2016

Losses on Bradford Energy Capital ? How to Recover Damages.

Losses on Bradford Energy Capital ? How to Recover Damages. https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 21, 2016 March 21, 2016

March 21, 2016 The Bradford companies, including Bradford Exploration, Inc. , Bradford Energy, LLC and Bradford Energy Capital have been general partner of more than 40 limited partnerships which raised…