ims securities problem

  • Robert Rex, Esq.

Patrick D. Combs-Former Morgan Stanley Broker-Discloses Customer Dispute and Suspension by FINRA-Southlake, TX
Patrick D. Combs-Former Morgan Stanley Broker-Discloses Customer Dispute and Suspension by FINRA-Southlake, TX 150 150 Robert Rex, Esq.

May 2017-Southlake, TX The FINRA records of  Patrick D. Combs  ,  a  stockbroker who is currently suspended by FINRA and who was last registered with IMS Securities disclose a pending customer dispute, a final regulatory event…

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  • Robert Rex, Esq.

Kris Etter-IMS Securities Broker-Discloses Customer Arbitration Over REIT Investment-Houston, TX
Kris Etter-IMS Securities Broker-Discloses Customer Arbitration Over REIT Investment-Houston, TX 150 150 Robert Rex, Esq.

April 2017- Grapevine, TX According to publicly available records Kristopher F. Etter  , (CRD# 4562123) ,  a  stockbroker who is currently registered with IMS Securities  discloses a pending   customer dispute.  The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Jesus D. Rodriguez-IMS Securities Broker- Discloses Pending Customer Dispute-Houston, TX
Jesus D. Rodriguez-IMS Securities Broker- Discloses Pending Customer Dispute-Houston, TX 150 150 Robert Rex, Esq.

April 2017- Houston, TX According to publicly available records Jesus D. Rodriguez , (CRD# 1017572) ,  a  stockbroker who is currently registered with IMS Securities  discloses one pending  and one prior customer dispute.  The Financial Industry…

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  • Robert Rex, Esq.

Steven Michael Knowlton-IMS Securities Broker-Discloses Five Pending Customer Disputes
Steven Michael Knowlton-IMS Securities Broker-Discloses Five Pending Customer Disputes 150 150 Robert Rex, Esq.

April 2017 – Houston, TX According to publicly available records Steven Michael Knowlton , (CRD# 4527446),  a  stockbroker who is currently registered with IMS Securities  discloses a prior regulatory event, four prior final customer disputes…

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  • Robert Rex, Esq.

Christopher D. Gammon-IMS Securities Broker-Discloses Customer Arbitrations Over REIT Investments-Houston, TX
Christopher D. Gammon-IMS Securities Broker-Discloses Customer Arbitrations Over REIT Investments-Houston, TX 150 150 Robert Rex, Esq.

April 2017-Houston, Texas According to publicly available records Christopher D. Gammon , (CRD# 2344523) ,  a  stockbroker who is currently registered with IMS Securities  discloses two pending and two prior final customer disputes.  The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Jackie D. Wadsworth-IMS Securities Broker-Discloses Customer Disputes Over REIT Investments-Houston, TX
Jackie D. Wadsworth-IMS Securities Broker-Discloses Customer Disputes Over REIT Investments-Houston, TX 150 150 Robert Rex, Esq.

April 2017-Houston, Texas According to publicly available records Jackie D. Wadsworth , (CRD# 2342163) ,  a  stockbroker who is currently registered with IMS Securities  discloses three pending and four prior final customer disputes.  The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Joshua W. Patterson-IMS Securities Broker-Discloses Customer Dispute Over REIT Investment-Houston, TX
Joshua W. Patterson-IMS Securities Broker-Discloses Customer Dispute Over REIT Investment-Houston, TX 150 150 Robert Rex, Esq.

April 2017-Houston, Texas According to publicly available records Joshua W. Patterson , (CRD# 3077302) ,  a  stockbroker who is currently registered with IMS Securities  discloses two pending and one prior final customer disputes.  The Financial Industry…

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  • Robert Rex, Esq.

Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX
Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX 150 150 Robert Rex, Esq.

January 2017-Friendswood, Texas The FINRA records of  Steven W. Shirley,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

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  • Robert Rex, Esq.

Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX
Stacey L. Rognon-IMS Securities Stockbroker-Discloses Customer Dispute-Houston, TX 150 150 Robert Rex, Esq.

January 2017-Houston, Texas The FINRA records of  Stacey Lee Rognon,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

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