James B. Moran Archives

Robert Rex, Esq.
July 26, 2016

James B. Moran-Capitol Securities Management Broker-Discloses Customer Dispute

James B. Moran-Capitol Securities Management Broker-Discloses Customer Dispute https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 26, 2016 July 26, 2016

July 2016-Florham Park, NJ The FINRA records of James B. Moran , a stock broker currently employed by Capitol Securities Management , disclose a prior regulatory event, a pending customer dispute, 3 prior final customer disputes and a…