Joseph Connolly Archives

Robert Rex, Esq.
August 14, 2016

Barry T. Eisenberg-Alexander Capital Broker-Sanctioned by Regulator

Barry T. Eisenberg-Alexander Capital Broker-Sanctioned by Regulator https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 14, 2016 August 14, 2016

September 2019- Allentown, PA The FINRA records of Barry T. Eisenberg, a stock broker employed by Alexander Capital, L.P. disclose a regulatory event, a prior customer dispute and a prior financial event.…

Robert Rex, Esq.
August 14, 2016

Francine A. Lanaia-Former Alexander Capital Broker-Named in Churning Complaint by Regulator

Francine A. Lanaia-Former Alexander Capital Broker-Named in Churning Complaint by Regulator https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 14, 2016 August 14, 2016

August 2016- Fort Salanga, New York The FINRA records of Francine A. Lanaia, a stock broker who is currently employed by Meyers Associates disclose a currently pending regulatory event, two prior regulatory events, a currently…

Robert Rex, Esq.
August 14, 2016

William Gennity-Former Alexander Capital Broker-Accused of Churning by Regulators & Customers

William Gennity-Former Alexander Capital Broker-Accused of Churning by Regulators & Customers https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 14, 2016 August 14, 2016

MARCH 2019 Update–SEC enters consent judgement vs. William Gennity. UPDATE April 2017-The FINRA records of William Gennity report the filing of an action by the US Securities and Exchange Commission…