Joseph Stone Capital Archives

ER
September 23, 2022

Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY

Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g September 23, 2022 October 3, 2023

Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records, Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…

ER
April 7, 2022

Michael J. May- Joseph Stone Capital Broker- Discloses Regulatory Event and Settled Customer Dispute- Mineola, NY

Michael J. May- Joseph Stone Capital Broker- Discloses Regulatory Event and Settled Customer Dispute- Mineola, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g April 7, 2022 November 2, 2023

Michael J. May Investigation April 2022- Mineola, NY According to publicly available records, Michael James May, a broker who formerly worked for Joseph Stone Capital discloses a regulatory event and a…

Robert Rex, Esq.
November 22, 2021

Sebastian Wyczawski-Former Joseph Stone Capital Broker-Excessive Trading Leads to Regulatory Sanctions-Manorville, NY

Sebastian Wyczawski-Former Joseph Stone Capital Broker-Excessive Trading Leads to Regulatory Sanctions-Manorville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 22, 2021 September 29, 2023

Sebastian Wyczawski Investigation November 2021- Manorville, NY According to publicly available records , Sebastian Wyczawski (CRD #2835135), a stockbroker formerly employed by Joseph Stone Capital, disclose a recent regulatory sanction and a settled customer…

ER
July 29, 2021

David Martirosian-Former Joseph Stone Capital Broker-Permanently Barred From FINRA- NYC, NY

David Martirosian-Former Joseph Stone Capital Broker-Permanently Barred From FINRA- NYC, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g July 29, 2021 July 29, 2021

July 2021- New York, NY According to publicly available records David Martirosian (CRD#5261144), a former stockbroker who last worked for Joseph Stone Capital, has been permanently barred from FINRA. The…

Robert Rex, Esq.
May 9, 2016

Robert Murray, III-Joseph Stone Capital Broker-Named in Numerous Customer Arbitrations

Robert Murray, III-Joseph Stone Capital Broker-Named in Numerous Customer Arbitrations https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 9, 2016 May 9, 2016

February 2018 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…