JP Morgan

  • Robert Rex, Esq.

J.P. Morgan Fined by Regulator for Abusing Grandmother’s Account
J.P. Morgan Fined by Regulator for Abusing Grandmother’s Account 150 150 Robert Rex, Esq.

J.P. Morgan Investigation August 2022 FINRA recently fined J.P. Morgan $200,000 for failing to supervise one of their brokers who severely mismanaged and abused the account of a 90 year…

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  • ER

Ryan Gonazles-Former J.P. Morgan Broker-Discloses Termination of Employment-Westminster, CO
Ryan Gonazles-Former J.P. Morgan Broker-Discloses Termination of Employment-Westminster, CO 150 150 ER

Ryan Gonzales Investigation May 2022-Westminster, CO The FINRA records of Ryan Gonzales,  a broker who was previously with JP Morgan Securities discloses a termination from employment. The Financial Industry Regulatory Authority (FINRA)…

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  • Robert Rex, Esq.

Forouzan Pooladi-Former JP Morgan Broker-Barred from FINRA-Great Neck, NY
Forouzan Pooladi-Former JP Morgan Broker-Barred from FINRA-Great Neck, NY 150 150 Robert Rex, Esq.

April 2021-Great Neck, NY According to publicly available records, former JP Morgan Securities,  financial advisor Forouzan Pooladi,  has been barred from the securities industry. The Financial Industry Regulatory Authority (FINRA) is the…

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