Lincoln Financial Advisors complaint

  • ER

David Shane Simmons-Former Lincoln Financial Securities Broker-Convicted in Tax Shelter Scheme – Jefferson, NC
David Shane Simmons-Former Lincoln Financial Securities Broker-Convicted in Tax Shelter Scheme – Jefferson, NC 150 150 ER

David Shane Simmons Investigation April 2024-Jefferson, NC UPDATE: On April 25, 2024 the U.S. Department of Justice convicted two tax attorneys and former broker David Shane Simmons of conspiring to…

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  • ER

“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA
“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA 150 150 ER

 “Rob” Eisenberg Investigation June 2023- Vienna, VA The FINRA records of Robert “Rob” Eisenberg ,   a stockbroker  employed by  Lincoln Financial Advisors Corporation  disclose a pending customer dispute. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Jimmy Moscoso-Former Lincoln Financial Advisor Broker-Barred From Securities Industry-Boca Raton, FL
Jimmy Moscoso-Former Lincoln Financial Advisor Broker-Barred From Securities Industry-Boca Raton, FL 150 150 Robert Rex, Esq.

February 2018-Boca Raton, FL According to publicly available records Jimmy Oswald Moscoso  , (CRD# 2912265) ,  a   former stockbroker who last worked for Lincoln Financial Advisors,  discloses that he was recently barred from the…

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