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Will Olinger-Valmark Securities-FL

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LPL Financial Investigations

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Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Lucas Lichtman-Former Caldwell International Securities Broker-Sued by Securities Regulator
Lucas Lichtman-Former Caldwell International Securities Broker-Sued by Securities Regulator 150 150 Robert Rex, Esq.

Englewood Cliffs, New Jersey According to FINRA records,  Lucas D. Lichtman,   a stockbroker who was formerly employed by Caldwell International Securities, discloses  a pending regulatory investigation . The Financial Industry Regulatory Authority (FINRA) is the agency…

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  • Robert Rex, Esq.

Fischer, Texas- Caldwell International Securities Named in Complaint by Securities Regulator
Fischer, Texas- Caldwell International Securities Named in Complaint by Securities Regulator 150 150 Robert Rex, Esq.

December 31, 2015- Fischer, Texas On December 31, 2015, the Financial Industry Regulatory Authority  (FINRA) filed a complaint against Caldwell International Securities alleging that firm founder Greg Caldwell and supervisors Paul Jacobs…

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