MidAmerica Financial Services complaint Archives

Robert Rex, Esq.
June 9, 2017

Edward Rizzotto – Foresters Equity Services Broker- Discloses Customer Dispute -Largo, FL

Edward Rizzotto – Foresters Equity Services Broker- Discloses Customer Dispute -Largo, FL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 9, 2017 June 9, 2017

May 2017- Largo, FL According to publicly available records Edward G. Rizzotto (CRD#3213517) , a stockbroker who is registered with Foresters Equity Services, Inc. discloses a settled customer dispute. The Financial Industry Regulatory Authority…

Robert Rex, Esq.
February 15, 2016

MidAmerica Financial Services (MFS) Sanctioned by Securities Regulators- Joplin, Missouri

MidAmerica Financial Services (MFS) Sanctioned by Securities Regulators- Joplin, Missouri https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 15, 2016 February 15, 2016

On February 5, 2016, MidAmerica Financial Services entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from 2010-2014, MidAmerica…