Midsouth Capital investigation Archives

Robert Rex, Esq.
December 13, 2023

Charles J. Ehnot-Supreme Alliance LLC Broker- Discloses 30 Customer Disputes-Dunmore, PA

Charles J. Ehnot-Supreme Alliance LLC Broker- Discloses 30 Customer Disputes-Dunmore, PA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 13, 2023 December 13, 2023

Updated December 2023 Dunmore, PA The FINRA records of Charles J. Ehnot , a stock broker employed by Supreme Alliance LLC, disclose 30 prior customer disputes and two outstanding IRS tax liens.…

Robert Rex, Esq.
June 13, 2016

Timothy C. Moody- Moody Captital Solutions Broker-Discloses Regulatory Suspension

Timothy C. Moody- Moody Captital Solutions Broker-Discloses Regulatory Suspension https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 13, 2016 June 13, 2016

Dawsonville, Georgia According to FINRA records, Timothy C. Moody , a stock broker employed by Moody Capital Solutions , discloses a recent regulatory action. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers…