Northeast Securities arbitration award Archives

Robert Rex, Esq.
October 19, 2017

Aldo Marchena-Former Northeast Securities Broker-Discloses Settlments to Customers and Regulatory Sanction-Boca Raton, FL

Aldo Marchena-Former Northeast Securities Broker-Discloses Settlments to Customers and Regulatory Sanction-Boca Raton, FL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 19, 2017 October 19, 2017

UPDATE March 2019–Aldo Marchena, who is not currently registered with any broker dealer, was recently permanently barred from the securities industry in Florida. He discloses four customer disputes on his…

Robert Rex, Esq.
July 12, 2017

Northeast Securities Ordered to Pay Former Customer $1.8 Million-Mitchelfield, NY

Northeast Securities Ordered to Pay Former Customer $1.8 Million-Mitchelfield, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 12, 2017 July 12, 2017

July 2017-New York An arbitration panel of the Financial Industry Regulatory Authority (FINRA) ordered Northeast Securities, Inc. a broker dealer headquartered in Mitchelfield , NY, and three of their brokers…