May 2018- Kilgore, TX The FINRA records of Jerry D. Raines, a previously registered stock broker who was last employed by HD Vest Investment Services and Signal Securities, disclose eleven pending customer disputes involving the allegedly…
read moreMay 2018- Kilgore, TX The FINRA records of Donna L. Barnard , a stock broker formerly employed by HD Vest Investment Services and Signal Securities, disclose 10 pending customer disputes involving the allegedly fraudulent Woodbridge Mortgage Investment…
read moreThe Arizona Republic reports that Texan Stephen J. Hatch, 68, pleaded guilty to felony fraud and was sentenced to five years for operating a $70 million Ponzi scheme that targeted…
read moreApril 2017-Dallas, TX Nemelee Liwanag Jiao, 47, of Irving, Texas, was indicted on two counts of wire fraud for operating a Ponzi scheme that bilked 35 people out of at…
read moreFebruary 2017-Dallas, Texas Patrick O. Howard and two companies he controls, Optimal Economics Capital Partners and Howard Capital Holdings were named in a complaint filed by The Securities and Exchange…
read moreAugust 2016- Alice, Texas Michael Anthony Collins pleaded guilty to stock fraud, theft and money laundering and was sentenced to 15 years on each count in Jim Wells County…
read moreApril 2016-Tyler, Texas Robert Hahn, a 64 year old former Tyler insurance agent was sentenced to serve 36 months in federal prison for wire fraud and money laundering , according…
read moreMarch 30, 2016 The U.S. Securities and Exchange Commission charged Daniel Rivera and his brother Matthew Rivera, and their company, with a $2.7 million Ponzi scheme targeting elderly and unsophisticated…
read moreMarch 8, 2016- Greenville, South Carolina The United States Attorney’s Office for District of South Carolina announced that Claus C. Foerster, 55, of Spartanburg, South Carolina was indicted by a…
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