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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Transamerica Financial Advisors Sanctioned by Securities Regulators
Transamerica Financial Advisors Sanctioned by Securities Regulators 150 150 Robert Rex, Esq.

July 24, 2015- St. Petersburg, Florida Transamerica Financial Advisors (Transamerica)  ,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from…

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  • Robert Rex, Esq.

Austin Based NFP Advisor Services Fined $500K by Securities Regulators
Austin Based NFP Advisor Services Fined $500K by Securities Regulators 150 150 Robert Rex, Esq.

July 16, 2015- Dallas Texas NFP Advisor Services ( formerly NFP Securities, Inc.)  ,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to…

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  • Robert Rex, Esq.

First Southwest Company Sanctioned by Securities Regulators
First Southwest Company Sanctioned by Securities Regulators 150 150 Robert Rex, Esq.

First Southwest Company ,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from August 8, 2012 through April 26,…

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  • Robert Rex, Esq.

Florida Fraudsters Sentenced In Connection with Factoring Scheme
Florida Fraudsters Sentenced In Connection with Factoring Scheme 150 150 Robert Rex, Esq.

November 5, 2015- Orlando, Florida The FBI announced that Brian Newton , age 58, of New Smyrna Beach, FL, was sentenced to 15 years and 8 months and his co-defendant…

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  • Robert Rex, Esq.

Tampa Man Sentenced to 18 Months for Securities Fraud
Tampa Man Sentenced to 18 Months for Securities Fraud 150 150 Robert Rex, Esq.

November 4, 2015- Tampa, Florida The FBI announced that Gignesh Movalia was sentenced to 18 months in prison for operating a $9 million investment fraud scheme involving Facebook stock. Movalia…

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  • Robert Rex, Esq.

The Villages Is Subject of Study on Elder Financial Fraud
The Villages Is Subject of Study on Elder Financial Fraud 150 150 Robert Rex, Esq.

November 9, 2015- The Villages, Florida Florida State University College of Criminology and Criminal Justice in partnership with Merrill Lynch & Seniors vs. Crime is conducting research on elder financial…

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  • Robert Rex, Esq.

Larry Eckenrode of McKinney, Texas, Charged with Securities Fraud/Theft
Larry Eckenrode of McKinney, Texas, Charged with Securities Fraud/Theft 150 150 Robert Rex, Esq.

October 5, 2015-McKinney, Texas The Texas State Securities Board (TSSB) announced that Larry David Eckenrode of McKinney, TX, a three time felon, was arrested September 29, 2015, and charged with…

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  • Robert Rex, Esq.

Mark Cleaton of Rockwall, Texas, Convicted of Securities Fraud
Mark Cleaton of Rockwall, Texas, Convicted of Securities Fraud 150 150 Robert Rex, Esq.

October 19, 2015- Dallas Texas Mark Lee Cleaton, 34,  of Rockwell, Texas, was convicted on felony offenses for running a fraud scheme as managing member of North American Capital, LLC…

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  • Robert Rex, Esq.

FEF Distributors and First Eagle Investment Management Charged by SEC with Making Improper Payments
FEF Distributors and First Eagle Investment Management Charged by SEC with Making Improper Payments 150 150 Robert Rex, Esq.

September 21 2015- Washington DC First Eagle Investment Management and FEF Distributors was charged by the US Securities and Exchange Commission with improperly using mutual fund assets to pay for…

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  • Robert Rex, Esq.

Collins Street Bakery-Corsicana- $16M Embezzlement Nets Ten Year Sentence for Former Exec.
Collins Street Bakery-Corsicana- $16M Embezzlement Nets Ten Year Sentence for Former Exec. 150 150 Robert Rex, Esq.

September 16, 2015- Dallas/Corsicana, Texas The FBI announced that Sandy Jenkins and his wife, Kay Jenkins, were sentenced on felony charges of embezzlement for stealing $16 million dollars from the…

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