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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Stephen Sullivan-Former Newbridge Securities Broker-Subject of $500K Customer Suit-Melville, NY
Stephen Sullivan-Former Newbridge Securities Broker-Subject of $500K Customer Suit-Melville, NY 150 150 Robert Rex, Esq.

August 2018-Melville, New York According to FINRA records,  Stephen J. Sullivan,   a stockbroker who currently works for SW Financial (formerly Salomon Whitney Financial) ,   discloses  a prior regulatory event, a pending customer dispute, a…

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  • Robert Rex, Esq.

John Maccoll Charged With Stealing Nearly $4 Million from UBS Customers-Birmingham, MI
John Maccoll Charged With Stealing Nearly $4 Million from UBS Customers-Birmingham, MI 150 150 Robert Rex, Esq.

August 2018-Birmingham, Michigan The FINRA records of  John C. Maccoll,  a  stock broker who was last employed by UBS Financial Services ,  disclose that he was recently discharged by UBS after failing to cooperate…

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  • Robert Rex, Esq.

Dexter L. Thomas Litigation Update-June 2019-Dallas, TX
Dexter L. Thomas Litigation Update-June 2019-Dallas, TX 150 150 Robert Rex, Esq.

June 2019  UPDATE–Dallas, TX We are currently pursuing FINRA arbitration claims on behalf of more than 20 individuals who were were customers of Dexter Thomas Financial Services. These individuals are…

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  • Robert Rex, Esq.

Edward A. Klug-Concierge Wealth Management-Discloses Numerous Tax Liens-Appleton, WI
Edward A. Klug-Concierge Wealth Management-Discloses Numerous Tax Liens-Appleton, WI 150 150 Robert Rex, Esq.

August 2018-Appleton, WI The FINRA records of  Edward A. Klug,  a  former stock broker who was last employed by Newbridge Securities ,  disclose 4 prior customer disputes, and 5 currently outstanding judgment/liens. The Financial…

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  • Robert Rex, Esq.

Michael J. Pepe-Ameriprise Broker-Subject of $750,000 Customer Suit-Tampa, FL
Michael J. Pepe-Ameriprise Broker-Subject of $750,000 Customer Suit-Tampa, FL 150 150 Robert Rex, Esq.

August 2018-Tampa, Florida The FINRA records of  Michael J. Pepe,  a  stock broker who is currently employed by Ameriprise Financial Services ,  disclose a recently filed customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

How to Recover Losses on American Finance Trust, Inc. (AFIN)-Formerly American Realty Capital Trust V
How to Recover Losses on American Finance Trust, Inc. (AFIN)-Formerly American Realty Capital Trust V 150 150 Robert Rex, Esq.

April 2019 If you invested  in American Realty Capital Trust V, now American Finance Trust, Inc. (AFIN), in 2013 and paid $25 per share, you may be surprised to know…

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  • Robert Rex, Esq.

Demos Argyros-Oppenheimer Broker-Discloses Settlement of Customer Suit-St. Louis, MO
Demos Argyros-Oppenheimer Broker-Discloses Settlement of Customer Suit-St. Louis, MO 150 150 Robert Rex, Esq.

March 2019-St. Louis, MO The FINRA records of  Demos Argyros (Demostenes Argyropoulos),  a  stock broker who is currently employed by Oppenheimer and Co. ,  disclose  4 prior customer disputes and one currently pending matter. The…

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  • Robert Rex, Esq.

Clarence McGill-Former GWN Securities Broker-Barred From Securities Industry by Regulator-Frisco, TX
Clarence McGill-Former GWN Securities Broker-Barred From Securities Industry by Regulator-Frisco, TX 150 150 Robert Rex, Esq.

July 2018- Frisco, Texas The FINRA records of  Clarence L. McGill ,  a former stock broker who was most recently  employed by GWN Securities ,  disclose that he was recently barred from the securities industry. The Financial Industry…

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  • Robert Rex, Esq.

Larry Joe Templin Discharged by Centaurus Financial Over Bank Fraud Allegations-Temple, TX
Larry Joe Templin Discharged by Centaurus Financial Over Bank Fraud Allegations-Temple, TX 150 150 Robert Rex, Esq.

January 2019- Temple, Texas The FINRA records of  Larry Joe Templin ,  a  stock broker who was most recently  employed by Centaurus Financial ,  disclose that he was recently discharged from employment and permanently barred from the…

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  • Robert Rex, Esq.

G.A. Repple Broker Accused of Lying to Clients on Website
G.A. Repple Broker Accused of Lying to Clients on Website 150 150 Robert Rex, Esq.

July 2018 Securities regulators from Massachusetts have accused Alan P. Siegel, a broker with G.A. Repple of lying on his website by claiming that he had never received a customer…

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