Betsy Whipple Newbridge Securities Investigation Hiko, Nevada According to publicly available records Betsy Lou Whipple, a broker who works for Newbridge Securities Corp. , discloses that a customer is seeking damages…
read moreAugust 2021 Did you invest in Lightstone Value Plus REIT III ? Did you Suffer Losses? Lightstone Value Plus REIT III was sold to investors with the promise of a…
read moreApril 2018 Investors owning non publicly traded alternative investments, such as real estate investment trusts (REITs) and oil and gas partnerships may not have been aware of the meaning of illiquid…
read moreFebruary 2018-Austin, Texas The FINRA records of Mark B. Reinking , a stockbroker who is not currently registered with any broker dealer and who was last employed by The Leaders Group Inc. disclose a pending…
read moreMay 2017-Las Cruces, NM The FINRA records of Jeffrey R. Wilson , a stockbroker who is currently registered with Wells Fargo Clearing Services disclose a recent arbitration award to a customer and 2 other prior…
read moreApril 2017- Sonoma, CA According to publicly available records James B. Lunsford , (CRD# 2222307) , a former stockbroker who last worked for Mid Atlantic Capital Corp. discloses three pending customer disputes, one prior customer dispute…
read moreJanuary 2017-Friendswood, Texas The FINRA records of Steven W. Shirley, a stockbroker with IMS Securities disclose a a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…
read moreMAY 2018 UPDATE-Charles C. Shafe discloses a pending customer dispute in which a customer of Transam Securities alleges damages of $15,597 in connection with a real estate investment. ORIGINAL POST…
read moreAugust 2016- Green Bay, WI The FINRA records of Henry C. Prange, IV, , a stock broker who is currently employed by KCD Financial, Inc. disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…
read moreNovember 20, 2015-Plano, Texas Dennis Van Patter , a broker with VSR FInancial Services operates his financial service business through First Financial Services Group in Plano, Texas. Van Patter recently entered into a…
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