• Robert Rex, Esq.

Texas Attorney & Two Co-Conspirators Found Guilty of Money Laundering and Fraud
Texas Attorney & Two Co-Conspirators Found Guilty of Money Laundering and Fraud 150 150 Robert Rex, Esq.

October 2016-Tampa, Florida Licensed Texas attorney Perry Don Cortese, 53, of Little River, Texas, was found guilty of conspiracy to commit international money laundering and conspiracy to commit mail and wire…

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  • Robert Rex, Esq.

Brian Alfaro’s Request to Dismiss Fraud Charges Denied-San Antonio, TX
Brian Alfaro’s Request to Dismiss Fraud Charges Denied-San Antonio, TX 150 150 Robert Rex, Esq.

October 3, 2016-San Antonio, Texas mySA reports that bankruptcy court judge Craig Gargotta denied Brian Alfaro’s request to dismiss allegations of fraud, civil conspiracy, negligent misrepresentation, and violations of securities…

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  • Robert Rex, Esq.

Investors Capital Corporation Fined $250,000 by Securities Regulators
Investors Capital Corporation Fined $250,000 by Securities Regulators 150 150 Robert Rex, Esq.

October 2014 The FINRA records of  Investors Capital Corp.,  a  broker dealer headquartered in Lynnfield, MA,  that employs about 640 people in 313 branch offices nationwide, disclose a recent regulatory matter. The…

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  • Robert Rex, Esq.

Raymond T. Clark-Former Dynasty Capital Partners Broker-Discloses 6 Pending Customer Disputes
Raymond T. Clark-Former Dynasty Capital Partners Broker-Discloses 6 Pending Customer Disputes 150 150 Robert Rex, Esq.

August 2016- Buffalo, New York The FINRA records of  Raymond T. Clark,  a  former stock broker who FINRA has permanently barred from acting as a broker or otherwise associating with firms that…

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  • Robert Rex, Esq.

Anthony Mastroianni-Former Alexander Capital Broker-Discloses $2M Customer Churning Arbitration
Anthony Mastroianni-Former Alexander Capital Broker-Discloses $2M Customer Churning Arbitration 150 150 Robert Rex, Esq.

August 2016-  New York The FINRA records of  Anthony Mastroianni,  a  stock broker who is currently employed by Meyers Associates  disclose  2 currently pending customer disputes, 4 prior customer disputes and a currently outstanding…

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  • Robert Rex, Esq.

Bishoy G. Mankarios-Former Rothschild Lieberman Broker-Discloses Customer Dispute
Bishoy G. Mankarios-Former Rothschild Lieberman Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

August 2016- Syosset, New York The FINRA records of  Bishoy G. Mankarios,  a  former stock broker who is not currently licensed  disclose  a currently pending customer dispute and a currently outstanding lien. The Financial…

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  • Robert Rex, Esq.

Steve J. Pabon-Joseph Stone Broker-Discloses Pending Customer Dispute-Syosset,NY
Steve J. Pabon-Joseph Stone Broker-Discloses Pending Customer Dispute-Syosset,NY 150 150 Robert Rex, Esq.

July 2017- Syosset, New York The FINRA records of  Steve J. Pabon,  a  stock broker who is currently employed by Joseph Stone Capital ,  disclose  a currently pending customer dispute and a prior termination from…

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  • Robert Rex, Esq.

William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination
William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination 150 150 Robert Rex, Esq.

August 2016- New York The FINRA records of  William K. Bradley,  a  stock broker who is currently employed by Meyers Associates,  disclose  a currently pending customer dispute and a prior termination from employment. The Financial Industry…

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  • Robert Rex, Esq.

Craig S. Taddonio-Meyers Associates Broker-Discloses Liens, Regulatory Events and Customer Disputes-NY
Craig S. Taddonio-Meyers Associates Broker-Discloses Liens, Regulatory Events and Customer Disputes-NY 150 150 Robert Rex, Esq.

New York MAY 2017 UPDATE– Taddonio’s FINRA record discloses a pending regulatory event, 2 prior final regulatory events, 3 prior final customer disputes,  a currently pending financial event and 5…

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  • Robert Rex, Esq.

Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations
Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations 150 150 Robert Rex, Esq.

August 2016- New York The FINRA records of  Brent Porges,  a  former stock broker who is currently not licensed   disclose  a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…

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