August 2016- New York
The FINRA records of Anthony Mastroianni, a stock broker who is currently employed by Meyers Associates disclose 2 currently pending customer disputes, 4 prior customer disputes and a currently outstanding judgement/lien.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending FINRA Case 16-01776, a customer of Mastroianni’s prior employers, J.P. Turner & Co. and Alexander Capital, alleges damages of $2,000,000 for conversion of customer funds, churning, unsuitable investments, breach of fiduciary duty and breach of contract.
In currently pending FINRA Case 15-01447, a customer of prior employer J.P. Turner & Co. alleges damages of $60,000 for churning and mishandling of the account.
Mastroianni has been registered with Meyers Associates since 11/2013. He was registered with Alexander Capital from 5/2012-11/2013. Prior to that he was registered with J.P. Turner & Co. from 4/2009-2/2012.
If you have losses in an account handled by Anthony Mastroianni , you may be entitled to damages from his employer.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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