• Robert Rex, Esq.

Legend Securities Fined $300,000 by S. Carolina Securities Regulators
Legend Securities Fined $300,000 by S. Carolina Securities Regulators 150 150 Robert Rex, Esq.

March 18, 2016-Columbia, South Carolina Legend Securities was named in Administrative Order File Number 14108 filed  by the Securities Division of the Office of the Attorney General of South Carolina for…

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  • Robert Rex, Esq.

Recovery Options for Investors Purchasing Private Placements From World Equity Group
Recovery Options for Investors Purchasing Private Placements From World Equity Group 150 150 Robert Rex, Esq.

If you have losses on private placement investments or exchange traded funds (ETFs) purchased from World Equity Group, we may be able to help you recover damages. World Equity Group…

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  • Robert Rex, Esq.

Vertical Fund Investment Losses? How to Recover Damages.
Vertical Fund Investment Losses? How to Recover Damages. 150 150 Robert Rex, Esq.

We are investigating options for investors who may have suffered losses as a result of investing in Vertical Fund private placement investments, including the following: Vertical US Recovery Fund  Vertical…

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  • Robert Rex, Esq.

Bennett Kight Indicted on Federal Fraud Charges-Atlanta
Bennett Kight Indicted on Federal Fraud Charges-Atlanta 150 150 Robert Rex, Esq.

March 21, 2016-Atlanta, GA Attorney Bennett L. Kight, 75,  was indicted on federal charges of mail fraud and accused of misappropriating $2 million from an elderly client while he was acting…

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  • Robert Rex, Esq.

Anton Paul Drago Convicted of Fraud-Nigerian Oil Scheme
Anton Paul Drago Convicted of Fraud-Nigerian Oil Scheme 150 150 Robert Rex, Esq.

March 19, 2016-Las Vegas A jury in Las Vegas found Anton Paul Drago guilty on 10 charges including conspiracy, fraud and theft of government funds, Drago, together with co-defendant, Joseph…

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  • Robert Rex, Esq.

Losses on Oil & Gas Investments? How to Recover Damages.
Losses on Oil & Gas Investments? How to Recover Damages. 150 150 Robert Rex, Esq.

March 2016 With oil down 60% from just a year ago, it is no surprise that investments in oil and gas have followed a similar path, generating significant losses in…

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  • Robert Rex, Esq.

Questar Capital Ordered to Pay Customer For Unsuitable REIT Sale
Questar Capital Ordered to Pay Customer For Unsuitable REIT Sale 150 150 Robert Rex, Esq.

March 1, 2016- Louisville, KY A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered Questar Capital Corporation  to pay a customer $120,391, plus costs. The customer filed a case seeking damages as a result of…

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  • Robert Rex, Esq.

Sagepoint Financial Hit With Arbitration Award for Allowing Husband to Trade Wife’s Account
Sagepoint Financial Hit With Arbitration Award for Allowing Husband to Trade Wife’s Account 150 150 Robert Rex, Esq.

March 3, 2016- Des Moines, Iowa A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered Sagepoint Financial to pay $57,500 to a wife who brought the action against Sagepoint alleging…

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  • Robert Rex, Esq.

Lisa Lowi Investigation-Former RBC Capital Broker-W. Palm Beach, FL
Lisa Lowi Investigation-Former RBC Capital Broker-W. Palm Beach, FL 150 150 Robert Rex, Esq.

November 2017-South Florida We are investigating former RBC Capital Markets/ Janney Montgomery Scott broker Lisa J Lowi of West Palm Beach, Florida. According to her official FINRA record, Lowi was recently barred from the…

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  • Robert Rex, Esq.

Naples Florida Man Sentenced to 6 1/2 Years for Investment Fraud
Naples Florida Man Sentenced to 6 1/2 Years for Investment Fraud 150 150 Robert Rex, Esq.

March 14, 2016- Fort Myers, Florida The Department of Justice announced today that Dorian Garcia, age 31, was sentenced to 6 and one half years in federal prison for a…

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