November 2017-South Florida
We are investigating former RBC Capital Markets/ Janney Montgomery Scott broker Lisa J Lowi of West Palm Beach, Florida.
According to her official FINRA record, Lowi was recently barred from the securities industry after failing to appear before regulators who were investigating customer complaints and arbitrations alleging, among other things, unsuitable trading.
Lowi was employed by RBC Capital Markets from 10/2009-11/2015. She was employed by Janney Montgomery Scott until April 2016.
Lowi discloses 13 pending and 24 prior final customer complaints. The complaints allege a variety of improprieties, including: over concentration of energy sector corporate bonds, unsuitable junk bonds, high risk investments,
FINRA records, Lowi was previously known as Lisa Jacqueline Vineberg.
If you have losses in an account handled by Lisa Lowi, call to discuss how you may be able to recover damages from her former employer through FINRA arbitration.
The Law Office of Robert H. Rex, P.C. , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900