securities attorney

  • Robert Rex, Esq.

Rex Securities Law Investigates Dallas Based Novers Financial
Rex Securities Law Investigates Dallas Based Novers Financial 150 150 Robert Rex, Esq.

June 1, 2015-Dallas/Ft. Worth, Texas Rex Securities Law is investigating Novers Financial, Christopher A Novinger and Brady J. Speers, of Mansfield, Texas, in connection with the sale of life settlements.…

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  • Robert Rex, Esq.

Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law
Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law 150 150 Robert Rex, Esq.

June 1, 2015-San Miguel de Allende, Mexico  Rex Securities Law is investigating Frank Nicholas Dettenrieder who was formerly a stock broker with First Allied Securities from December 2008 until July 2013 when…

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  • Robert Rex, Esq.

Convicted Irving Texas “Salad Bowl” Fraudster Pleads Guilty to Failure to Surrender
Convicted Irving Texas “Salad Bowl” Fraudster Pleads Guilty to Failure to Surrender 150 150 Robert Rex, Esq.

March 17,2015-Irving Texas The FBI announced that Michael David Carroll, 39, pleaded guilty to the federal offense of failing to surrender to serve a 70 month sentence in an investor…

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  • Robert Rex, Esq.

Colleyville Texas Man Convicted in Wind Farm Investment Scam
Colleyville Texas Man Convicted in Wind Farm Investment Scam 150 150 Robert Rex, Esq.

April 8, 2015- Dallas, Texas David Lyman Spalding of Colleyville, Texas was convicted by a federal jury on wire fraud, mail fraud and making false statements in connection with a…

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  • Robert Rex, Esq.

Gastonia Resident Charged with Securities Fraud by North Carolina Regulators
Gastonia Resident Charged with Securities Fraud by North Carolina Regulators 150 150 Robert Rex, Esq.

March 12, 2015-North Carolina The North Carolina Securities Division of the Department of the Secretary of State announced that Micah Christopher Wilson, 59, of Gastonia was charged with felony securities…

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  • Robert Rex, Esq.

Stafford Maxwell -Mableton Georgia CEO of Millenium Capital Exchange-Arrested for Ponzi Scheme
Stafford Maxwell -Mableton Georgia CEO of Millenium Capital Exchange-Arrested for Ponzi Scheme 150 150 Robert Rex, Esq.

April 3, 2015- Atlanta Stafford S. Maxwell, 46, of Mableton, Georgia,  was arraigned on charges of orchestrating a multi-million dollar Ponzi scheme involving the foreign exchange market through his company…

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  • Robert Rex, Esq.

Montana Man Sentenced in Pump/Dump Penny Stock Scam
Montana Man Sentenced in Pump/Dump Penny Stock Scam 150 150 Robert Rex, Esq.

April 3, 2015 The FBI announced that Matthew Carley, of Bozeman, Montana, was sentenced to 24 months in prison for his role in a stock manipulation scheme involving Ashburn, Virginia,…

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  • Robert Rex, Esq.

Financial Agent Defrauds Elderly New Jersey Investor has Registration Revoked
Financial Agent Defrauds Elderly New Jersey Investor has Registration Revoked 150 150 Robert Rex, Esq.

April 2, 2015 The registration of Ronald Paul Rafaloff of the Bronx had his registration revoked by the New Jersey Bureau of Securities and ordered him to pay $200,000 in…

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  • Robert Rex, Esq.

Former Church Pastor Wesley Allen Brown Charged with Fraud by CFTC
Former Church Pastor Wesley Allen Brown Charged with Fraud by CFTC 150 150 Robert Rex, Esq.

March 31,2015 The U.S. Commodity Futures Trading Commission (CFTC) file a civil enforcement action in the District Court for the Middle District of Florida against Maverick International and principals Wesley…

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