Southridge Investment Group complaint Archives

Robert Rex, Esq.
April 12, 2016

“Free Dinner” Investment Scam in Florida Leads to Fraud Complaint Against Four Individuals

“Free Dinner” Investment Scam in Florida Leads to Fraud Complaint Against Four Individuals https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 12, 2016 April 12, 2016

April 4, 2016 The Securities and Exchange Commission (SEC) filed a complaint charging four individuals with fraud on senior citizens who were tempted to “free dinner” seminars where they were…

Robert Rex, Esq.
June 3, 2015

Leslie King-Plano Texas Stock Broker Sanctioned by Securities Regulator

Leslie King-Plano Texas Stock Broker Sanctioned by Securities Regulator https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 June 3, 2015

March 24, 2015, Plano, Texas Leslie Lynn King entered into an Order Accepting Offer of Settlement (Order) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he aided and abetted a…