Southwest Securities Archives

Robert Rex, Esq.
October 2, 2023

Walter Leighton Stallones-former Momentum Independent Network Broker-Discloses Settlement of Customer Disputes-San Marcos, TX

Walter Leighton Stallones-former Momentum Independent Network Broker-Discloses Settlement of Customer Disputes-San Marcos, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 2, 2023 October 3, 2023

October 2023 – San Marcos, Texas According to publicly available records Walter L. (Leighton) Stallones , (CRD# 433344) , a stockbroker who is not currently registered and who was last employed by…

Robert Rex, Esq.
December 13, 2016

Michael Delao-Former Century Securities Broker-Sanctioned by Texas Securities Regulators

Michael Delao-Former Century Securities Broker-Sanctioned by Texas Securities Regulators https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 13, 2016 December 13, 2016

December 2016-Georgetown, Texas The FINRA records of Michael Ramon Delao, a stockbroker with St. Bernard Financial Services , disclose a recently regulatory event , a prior customer dispute and 2 terminations. The Financial Industry Regulatory…