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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

John J. Avey Discloses Termination from BOSC, Inc-Greenwood Village, CO
John J. Avey Discloses Termination from BOSC, Inc-Greenwood Village, CO 150 150 Robert Rex, Esq.

Greenwood Village, Colorado According to FINRA records, John J. Avey,  a broker who has been  registered  with First Financial Equity , since  1/2016  , discloses a termination and 2 prior customer disputes that…

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  • Robert Rex, Esq.

Joseph I. Yanofsky-former Merrill Lynch Broker-Discloses Termination and $400k Customer Claim
Joseph I. Yanofsky-former Merrill Lynch Broker-Discloses Termination and $400k Customer Claim 150 150 Robert Rex, Esq.

  APRIL 2018 UPDATE–See this link.  May 2016-Greenwood Village, Colorado According to FINRA records, Joseph I. Yanofsky,  a broker who has been  registered  with FIrst Financial Equity Corp, since  6/2015 , discloses a…

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  • Robert Rex, Esq.

Randy G. Merrill-First Financial Equity Broker-Settles Customer Arbitration Matter
Randy G. Merrill-First Financial Equity Broker-Settles Customer Arbitration Matter 150 150 Robert Rex, Esq.

Dallas, Texas According to FINRA records, Randy G. Merrill ,  a broker who has been  registered  with FIrst Financial Equity Corp, since  7/2009 , discloses a recently resolved customer dispute The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Richard J. Reynolds-Northland Securities Broker-Discloses Pending Customer Dispute Over Alternative Investments
Richard J. Reynolds-Northland Securities Broker-Discloses Pending Customer Dispute Over Alternative Investments 150 150 Robert Rex, Esq.

Minneapolis, MN According to FINRA records, Richard J. Reynolds ,  a broker who has been  registered  with Northland Securities since  9/2002 , discloses a pending customer dispute and a prior dispute that has been settled. The…

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  • Robert Rex, Esq.

Bernard T. Weber-Feltl & Co. Broker-Discloses Pending Customer Complaint Alleging Churning
Bernard T. Weber-Feltl & Co. Broker-Discloses Pending Customer Complaint Alleging Churning 150 150 Robert Rex, Esq.

MAY 2018 UPDATE-Minnetonka, MN According to FINRA records, Bernard T. Weber ,  a broker who has been  registered  with Feltl & Company since  12/2006 , discloses five prior customer disputes, two final regulatory…

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  • Robert Rex, Esq.

Kevin R. Graetz-Former Paulson Investment Broker-Barred From Securities Industry-Subject of Customer Suits-NY
Kevin R. Graetz-Former Paulson Investment Broker-Barred From Securities Industry-Subject of Customer Suits-NY 150 150 Robert Rex, Esq.

November 2019-New York According to FINRA records, Kevin Richard Graetz ,  a former stock broker who was last  registered  with Paulson Investment Company  discloses that he was barred from the securities…

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  • Robert Rex, Esq.

Stephen Dealy-Investors Capital Corp Stockbroker-Discloses Pending Oil & Gas Customer Complaint
Stephen Dealy-Investors Capital Corp Stockbroker-Discloses Pending Oil & Gas Customer Complaint 150 150 Robert Rex, Esq.

Port Orange, Florida According to FINRA records, Stephen Y. Dealy ,  a broker who was  registered  with Investors Capital Corp until 9/2014 , discloses a pending customer dispute and 9 finalized customer disputes. In addition,…

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  • Robert Rex, Esq.

Ryan Boggs-Former Broker With MNR Executions-Discloses Receipt of Wells Notice
Ryan Boggs-Former Broker With MNR Executions-Discloses Receipt of Wells Notice 150 150 Robert Rex, Esq.

Chicago, IL UPDATE AUGUST 2016– According to public records, Ryan Boggs is named in Case #16-0023/ 20150459600 filed by the Chicago Board of Options Exchange alleging that Boggs, on behalf…

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  • Robert Rex, Esq.

Jason L. Freiwald-Waddell & Reed Broker-Discloses $541K Customer Complaint
Jason L. Freiwald-Waddell & Reed Broker-Discloses $541K Customer Complaint 150 150 Robert Rex, Esq.

Chandler, AZ According to FINRA records, Jason L. Freiwald ,  a broker who is currently registered  with Waddell & Reed , discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Edgar A. Thomas-Former Investors Capital Broker-Discloses Customer Dispute
Edgar A. Thomas-Former Investors Capital Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

Lakeland, Florida According to FINRA records, Edgar A. Thomas ,  a broker who is currently registered  with Calton & Assoc. , discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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