• Robert Rex, Esq.

Losses on GTAT ? Recovery Options For Investors
Losses on GTAT ? Recovery Options For Investors 150 150 Robert Rex, Esq.

If you suffered losses on GT Advanced Technologies (GTAT) purchased from Legend Securities we may able to help you recover damages through FINRA arbitration. GT Advanced Technologies which traded at nearly…

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  • Robert Rex, Esq.

Legend Securities Fined $300,000 by S. Carolina Securities Regulators
Legend Securities Fined $300,000 by S. Carolina Securities Regulators 150 150 Robert Rex, Esq.

March 18, 2016-Columbia, South Carolina Legend Securities was named in Administrative Order File Number 14108 filed  by the Securities Division of the Office of the Attorney General of South Carolina for…

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  • Robert Rex, Esq.

Legend Securities Fined $125,000 Over Penny Stock Sales
Legend Securities Fined $125,000 Over Penny Stock Sales 150 150 Robert Rex, Esq.

February 10, 2016 Legend Securities entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from October 2010 to…

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  • Robert Rex, Esq.

Recovery Options for Investors Purchasing Private Placements From World Equity Group
Recovery Options for Investors Purchasing Private Placements From World Equity Group 150 150 Robert Rex, Esq.

If you have losses on private placement investments or exchange traded funds (ETFs) purchased from World Equity Group, we may be able to help you recover damages. World Equity Group…

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  • Robert Rex, Esq.

BJ Gallison Sentenced on Pump & Dump Securities Fraud
BJ Gallison Sentenced on Pump & Dump Securities Fraud 150 150 Robert Rex, Esq.

March 18, 2016-San Diego The San Diego Reader reports that B. J. Gallison was sentenced to 18 years in prison for wire fraud and money laundering in connection with an…

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  • Robert Rex, Esq.

Sarah H. Hancock-Securities License Revoked by Texas Regulator-Austin, TX
Sarah H. Hancock-Securities License Revoked by Texas Regulator-Austin, TX 150 150 Robert Rex, Esq.

March 22, 2016-Austin, Texas Texas Securities Commissioner John Morgan revoked the investment adviser representative registration of Sarah Helen Hancock, of Dallas, TX, effective April 15, 2016.  In addition Hancock was…

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  • Robert Rex, Esq.

Morissa Rivo-Signator Investors Broker- Barred From Securities Industry-Boca Raton
Morissa Rivo-Signator Investors Broker- Barred From Securities Industry-Boca Raton 150 150 Robert Rex, Esq.

January 15, 2016-Boca Raton, FL Morissa F. Rivo, formerly a broker with Signator Investors,   entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA)…

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  • Robert Rex, Esq.

Nathan Halsey / TexStar Oil Sued for Fraud by SEC- Dallas, TX
Nathan Halsey / TexStar Oil Sued for Fraud by SEC- Dallas, TX 150 150 Robert Rex, Esq.

February 19, 2016- Dallas, TX The Securities and Exchange Commission filed charges against Nathan Halsey, 35, of Dallas, TX and TexStar Oil, Ltd. charging them with fraudulently offering securities through misleading…

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  • Robert Rex, Esq.

Eleven East Texans Charged in Northeast Texas Opportunities Fraud Conspiracy
Eleven East Texans Charged in Northeast Texas Opportunities Fraud Conspiracy 150 150 Robert Rex, Esq.

March 2, 2016-Texarkana, Texas The US Attorney’s Office announced the indictment of eleven individuals on federal charges including conspiracy to commit an offense and to defraud the U.S. government. The…

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