• Robert Rex, Esq.

Sam Stull-Grapevine Texas StockBroker-Sanctioned for Forgery
Sam Stull-Grapevine Texas StockBroker-Sanctioned for Forgery 150 150 Robert Rex, Esq.

March 30, 2015, Grapevine, Texas  Sam Marshall Stull  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he forged the signatures of…

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  • Robert Rex, Esq.

Leslie King-Plano Texas Stock Broker Sanctioned by Securities Regulator
Leslie King-Plano Texas Stock Broker Sanctioned by Securities Regulator 150 150 Robert Rex, Esq.

March 24, 2015, Plano, Texas  Leslie Lynn King   entered into an Order Accepting Offer of Settlement (Order) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he aided and abetted a…

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  • Robert Rex, Esq.

Barry Brower- Ameriprise–San Antonio, TX, Sanctioned for Discretionary Trading
Barry Brower- Ameriprise–San Antonio, TX, Sanctioned for Discretionary Trading 150 150 Robert Rex, Esq.

UPDATE-March 24, 2016 Barry S. Brower is not currently registered with any broker dealer.   Our Original Post–March 6, 2015,  Fair Oaks Ranch, Texas  Barry S. Brower,  entered into a Letter of…

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  • Robert Rex, Esq.

Phil Williamson Charged in South Florida Securities Fraud
Phil Williamson Charged in South Florida Securities Fraud 150 150 Robert Rex, Esq.

June 1, 2015 Phil D. Williamson, 48, of Miami, Florida, was charged with investment advisor fraud according to an FBI Press Release which reports that he raised over two million…

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  • Robert Rex, Esq.

More Problems for San Antonio Oil & Gas Promoter
More Problems for San Antonio Oil & Gas Promoter 150 150 Robert Rex, Esq.

June 2, 2015 The San Antonio Express News reports that a judge will appoint a receiver to take control of Brian Alfaro‘s oil and gas businesses which involve oil and…

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  • Robert Rex, Esq.

Texas Lawyer Found Guilty of Stock Fraud Involving ConnectAJet.Com
Texas Lawyer Found Guilty of Stock Fraud Involving ConnectAJet.Com 150 150 Robert Rex, Esq.

June 1, 2015 A federal jury in the Northern District of Texas found Martin Cantu, a lawyer from Round Rock, Texas, guilty of two criminal charges in connection with an…

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  • Robert Rex, Esq.

Cabot Investment Properties Execs Face Criminal Charges
Cabot Investment Properties Execs Face Criminal Charges 150 150 Robert Rex, Esq.

June 3, 2015 Carlton Cabot, 52, of Stamford, Connecticut and Timothy Kroll, 42, of New Hope, Pennsylvania, were named in a criminal complaint accusing them of of misappropriating funds from…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Dallas Based Novers Financial
Rex Securities Law Investigates Dallas Based Novers Financial 150 150 Robert Rex, Esq.

June 1, 2015-Dallas/Ft. Worth, Texas Rex Securities Law is investigating Novers Financial, Christopher A Novinger and Brady J. Speers, of Mansfield, Texas, in connection with the sale of life settlements.…

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  • Robert Rex, Esq.

Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law
Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law 150 150 Robert Rex, Esq.

June 1, 2015-San Miguel de Allende, Mexico  Rex Securities Law is investigating Frank Nicholas Dettenrieder who was formerly a stock broker with First Allied Securities from December 2008 until July 2013 when…

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  • Robert Rex, Esq.

ForceField Energy Stock Trading Suspended-CEO Arrested for Securities Fraud
ForceField Energy Stock Trading Suspended-CEO Arrested for Securities Fraud 150 150 Robert Rex, Esq.

April 21, 2015- The Securities and Exchange Commission (SEC) suspended trading in the securities of ForceField Energy, Inc. (FNRG)  until May 5th due to concerns about the adequacy and accuracy…

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