• Robert Rex, Esq.

Clarence McGill-Former GWN Securities Broker-Barred From Securities Industry by Regulator-Frisco, TX
Clarence McGill-Former GWN Securities Broker-Barred From Securities Industry by Regulator-Frisco, TX 150 150 Robert Rex, Esq.

July 2018- Frisco, Texas The FINRA records of  Clarence L. McGill ,  a former stock broker who was most recently  employed by GWN Securities ,  disclose that he was recently barred from the securities industry. The Financial Industry…

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  • Robert Rex, Esq.

Larry Joe Templin Discharged by Centaurus Financial Over Bank Fraud Allegations-Temple, TX
Larry Joe Templin Discharged by Centaurus Financial Over Bank Fraud Allegations-Temple, TX 150 150 Robert Rex, Esq.

January 2019- Temple, Texas The FINRA records of  Larry Joe Templin ,  a  stock broker who was most recently  employed by Centaurus Financial ,  disclose that he was recently discharged from employment and permanently barred from the…

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  • Robert Rex, Esq.

James E. Lyons-Former Raymond James Broker-Subject of $5M Customer Suit-Shreveport, LA
James E. Lyons-Former Raymond James Broker-Subject of $5M Customer Suit-Shreveport, LA 150 150 Robert Rex, Esq.

July 2018-Shreveport, LA The FINRA records of former Raymond James broker James Edward Lyons disclose that he was recently barred from the securities industry and 1 pending and 5 prior customer disputes…

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  • Robert Rex, Esq.

Rhodes Securities Brokers Disclose Customer Suits-Ft. Worth, Texas
Rhodes Securities Brokers Disclose Customer Suits-Ft. Worth, Texas 150 150 Robert Rex, Esq.

June 2018-Ft. Worth, Texas According to FINRA records, three  brokers at Ft. Worth based Rhodes Securities : Jim Gordon Rhodes, J Gordon Rhodes, and Marilyn R. Zehntner  disclose the recent settlement…

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  • Robert Rex, Esq.

Michael Christians-Former Morgan Stanley Broker-Discloses Regulatory Investigation-Plano, TX
Michael Christians-Former Morgan Stanley Broker-Discloses Regulatory Investigation-Plano, TX 150 150 Robert Rex, Esq.

June 2018- Plano, TX The FINRA records of Michael S. Christians  , a stock broker who is not currently registered and who was last employed by Morgan Stanley , disclose a currently pending regulatory event,…

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  • Robert Rex, Esq.

Michael T. Marcom – NEXT Financial Group Broker-Discloses Settled Disputes – Georgetown, TX
Michael T. Marcom – NEXT Financial Group Broker-Discloses Settled Disputes – Georgetown, TX 150 150 Robert Rex, Esq.

May 2018 – Georgetown, TX According to FINRA records, Michael T. Marcom ,  a stockbroker who is currently employed by NEXT Financial Group ., disclose 4 prior customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Thomas Eades-RBC Capital Broker-Has Pending Customer Dispute-Dallas, TX
Thomas Eades-RBC Capital Broker-Has Pending Customer Dispute-Dallas, TX 150 150 Robert Rex, Esq.

JANUARY 2019-Dallas, Texas The FINRA records of  Thomas H. Eades ,  a  stockbroker who works for RBC Capital Markets disclose a pending customer disputes seeking damages for the mismanagement of their accounts. The…

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  • Robert Rex, Esq.

Dennis Farrah & Mark Raezer-Former TCM Securities Brokers-Sanctioned Over Madyson Capital REIT-Aurora, CO
Dennis Farrah & Mark Raezer-Former TCM Securities Brokers-Sanctioned Over Madyson Capital REIT-Aurora, CO 150 150 Robert Rex, Esq.

October  2020 -Aurora, Colorado The FINRA records of  Dennis M. Farrah ,  a  former stockbroker who was  barred from the securities industry and who last was employed by  Taylor Capital Management (now known…

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  • Robert Rex, Esq.

Mark Trewitt-Former VFG Securities Broker-Subject of Numerous Customer Suits-Plano, TX
Mark Trewitt-Former VFG Securities Broker-Subject of Numerous Customer Suits-Plano, TX 150 150 Robert Rex, Esq.

May 2018-Plano, TX According to publicly available records Mark A. Trewitt , (CRD# 1364490) ,  a   stockbroker who formerly worked for VFG Securities discloses 3 pending and 10 final customer disputes. The Financial…

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  • Robert Rex, Esq.

Timothy Walsh-Former Fortune Financial Services Broker-Discloses Settlement of Customer Suit-Fort Worth, TX
Timothy Walsh-Former Fortune Financial Services Broker-Discloses Settlement of Customer Suit-Fort Worth, TX 150 150 Robert Rex, Esq.

September 2019 -Ft. Worth, Texas The FINRA records of  Timothy D. Walsh ,  a   broker who is not currently registered with any broker dealer and who was last employed by Fortune Financial…

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