• Robert Rex, Esq.

Jerry Lowrimore-Former Hilltop Securities Broker- Settles Customer Suit Over Precious Metals Investments-Dallas, TX
Jerry Lowrimore-Former Hilltop Securities Broker- Settles Customer Suit Over Precious Metals Investments-Dallas, TX 150 150 Robert Rex, Esq.

October 2023-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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  • Robert Rex, Esq.

Bradley Glasman – 26 Customer Disputes on FINRA Records-Dallas,TX
Bradley Glasman – 26 Customer Disputes on FINRA Records-Dallas,TX 150 150 Robert Rex, Esq.

April 11, 2016-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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  • Robert Rex, Esq.

Danny L. Butcher Discharged by Edward Jones-Canyon, Texas
Danny L. Butcher Discharged by Edward Jones-Canyon, Texas 150 150 Robert Rex, Esq.

April 10, 2016-Canyon, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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  • Robert Rex, Esq.

Ibrahim Kurtulus Investigation- Meyers Associates Stock Broker
Ibrahim Kurtulus Investigation- Meyers Associates Stock Broker 150 150 Robert Rex, Esq.

April 7, 2016-New York, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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  • Robert Rex, Esq.

Bruce Meyers Investigation-Meyers Associates, LP
Bruce Meyers Investigation-Meyers Associates, LP 150 150 Robert Rex, Esq.

UPDATE-April 2017 The FINRA records of Bruce Meyers, a currently unregistered stock broker who formerly worked for  Meyers Associates,  now report 19 disclosure events, including 1 pending and 7 final regulatory events, 2…

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  • Robert Rex, Esq.

EDI Financial in El Paso, Texas Ordered to Pay Customer $273K
EDI Financial in El Paso, Texas Ordered to Pay Customer $273K 150 150 Robert Rex, Esq.

January 19, 2016-El Paso, Texas A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered stock brokerage firm EDI Financial, Inc. to pay a customer $273,606 in damages and attorney fees.…

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  • Robert Rex, Esq.

HilltopSecurities Formed by Merger with First Southwest Company
HilltopSecurities Formed by Merger with First Southwest Company 150 150 Robert Rex, Esq.

January 25, 2016-Dallas, Texas Hilltop Holdings, Inc. (NYSE:HTH) announced the merger of its broker dealer subsidiaries First Southwest Company, LLC and Hilltop Securities, Inc. (formerly Southwest Securities). The combined firm…

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  • Robert Rex, Esq.

Robert Hardcastle Investigation-VSR Financial Services Stockbroker
Robert Hardcastle Investigation-VSR Financial Services Stockbroker 150 150 Robert Rex, Esq.

Chesterfield, MO Rex Securities Law is investigating VSR Financial Services broker Robert B. Hardcastle  in connection with the sale of fixed annuities, mutual funds, equities,  limited partnerships, direct investments in oil & gas,  and…

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  • Robert Rex, Esq.

Candace McLeod, Holt, FLA, Sentenced to 75 Months for Wire Fraud
Candace McLeod, Holt, FLA, Sentenced to 75 Months for Wire Fraud 150 150 Robert Rex, Esq.

April 1, 2016 Candace B. McLeod, 32, of Holt, FL, was sentenced to 75 months in Federal prison according to a release from the US Department of Justice.  McLeod had…

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