• Robert Rex, Esq.

Marvin Slater of Dallas Suspended by Texas State Securities Board for Sale of Verto Capital Management Notes
Marvin Slater of Dallas Suspended by Texas State Securities Board for Sale of Verto Capital Management Notes 150 150 Robert Rex, Esq.

December 10, 2015 Austin, Texas John Morgan, Securities Commissioner of the Texas State Securities Board (TSSB) issued a disciplinary order suspending investment adviser Marvin M Slater of Dallas, TX, for 90…

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  • Robert Rex, Esq.

Tyler, Texas- Insurance Agent Pleads Guilty to $5.4 Million Ponzi Scheme
Tyler, Texas- Insurance Agent Pleads Guilty to $5.4 Million Ponzi Scheme 150 150 Robert Rex, Esq.

November 19, 2015- Tyler, Texas The FBI announced that Robert B. Hahn of Tyler, TX, pleaded guilty to wire fraud and money laundering in connection with an alleged  fraud he…

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  • Robert Rex, Esq.

Matthew Schomburg-State Farm Agent-Katy, Texas-Sanctioned by Securities Regulator
Matthew Schomburg-State Farm Agent-Katy, Texas-Sanctioned by Securities Regulator 150 150 Robert Rex, Esq.

September 29,  2015- Katy, Texas  Matthew T. Schomburg , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from 11/2010-8/2013 he…

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  • Robert Rex, Esq.

Daniel Levin-Former Titan Securities Broker-Sanctioned for ‘Investment Talk” Radio Show-Dallas, TX
Daniel Levin-Former Titan Securities Broker-Sanctioned for ‘Investment Talk” Radio Show-Dallas, TX 150 150 Robert Rex, Esq.

August 7,  2015- Dallas, Texas  FINRA records disclose that Daniel E. Levin  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations…

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  • Robert Rex, Esq.

First Southwest Company Sanctioned by Securities Regulators
First Southwest Company Sanctioned by Securities Regulators 150 150 Robert Rex, Esq.

First Southwest Company ,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from August 8, 2012 through April 26,…

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  • Robert Rex, Esq.

Bonham Texas Man Sentenced for Currency Trading Scheme
Bonham Texas Man Sentenced for Currency Trading Scheme 150 150 Robert Rex, Esq.

November 6, 2015- Sherman, Texas The FBI announced that Frank Edwin Pate, 47, of Bonham, Texas, was sentenced to 210 months in prison for operating a currency trading scheme. He…

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  • Robert Rex, Esq.

San Antonio Business Woman Sentenced to 7 Years for Wire Fraud
San Antonio Business Woman Sentenced to 7 Years for Wire Fraud 150 150 Robert Rex, Esq.

August 25, 2015- San Antonio, Texas Lea Ann Blystone, 48,  of San Antonio was sentenced to seven years in federal prison in connection with a $1.4 million wire fraud scheme.…

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  • Robert Rex, Esq.

Dallas-Based WFG Investments Fined $175,000 by Texas State Securities Board
Dallas-Based WFG Investments Fined $175,000 by Texas State Securities Board 150 150 Robert Rex, Esq.

September 4, 2015- Austin, Texas Texas Securities Commissioner John Morgan entered a Disciplinary Order against Dallas based WFG Investments, Inc. , reprimanding and fining the company $175,000 for failing to…

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  • Robert Rex, Esq.

Austin Antique Dealer Indicted on Securities Fraud–A $21 Million Dollar Silver Set?
Austin Antique Dealer Indicted on Securities Fraud–A $21 Million Dollar Silver Set? 150 150 Robert Rex, Esq.

August 4, 2015-Austin, TX According to the Texas State Securities Board, antique dealer Rose Marie O’Reilly was indicted in U.S. District Court for defrauding investors in flamboyant schemes to acquire…

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  • Robert Rex, Esq.

Jeremy J McGilvrey-Former NEXT Financial Broker Claims he Has Paid Restitution to Fraud Victims-San Antonio
Jeremy J McGilvrey-Former NEXT Financial Broker Claims he Has Paid Restitution to Fraud Victims-San Antonio 150 150 Robert Rex, Esq.

San Antonio, Texas August 6, 2015 KENS 5 Eyewitness News of San Antonio reports that Jeremy James McGilvrey claimed in an interview last month that he has paid restitution to…

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