Texas State Securities Board Archives

Robert Rex, Esq.
April 23, 2015

Former D’Hanis State Bank President Indicted for Fraud & Embezzlement

Former D’Hanis State Bank President Indicted for Fraud & Embezzlement https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 23, 2015 April 23, 2015

April 17, 2015- San Antonio, Texas The FBI announced that Laurie Mayfield (aka Laurie H. Scott), 54, of Fredericksburg, Texas, was indicted for bank fraud and embezzlement. According to the…

Robert Rex, Esq.
April 23, 2015

Bruce Schoendorf-Houston Stock Broker- Suspended for Trading Account Without Client’s Permission

Bruce Schoendorf-Houston Stock Broker- Suspended for Trading Account Without Client’s Permission https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 23, 2015 April 23, 2015

April 8, 2015- Austin, Texas The Texas State Securities Board (TSSB) suspended Bruce William Schoendorf, an investment adviser of Hurwitz Associates, for ten days for exercising discretion in a client account…

Robert Rex, Esq.
April 13, 2015

Colleyville Texas Man Convicted in Wind Farm Investment Scam

Colleyville Texas Man Convicted in Wind Farm Investment Scam https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 13, 2015 April 13, 2015

April 8, 2015- Dallas, Texas David Lyman Spalding of Colleyville, Texas was convicted by a federal jury on wire fraud, mail fraud and making false statements in connection with a…

Robert Rex, Esq.
April 8, 2015

SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme

SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 8, 2015 April 8, 2015

UPDATE May 2016-The Virginia State Corporation Commission is accusing Daryl Bank of Port St. Lucie FL, who operates Virginia Beach based Dominion Investment Group of defrauding investors out of $21…

Robert Rex, Esq.
March 27, 2015

Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties

Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 27, 2015 March 27, 2015

March 25, 2015-Austin, TX John Morgan, Securities Commissioner for the State of Texas, entered an Emergency Cease and Desist Order against Lonestar Mineral Assets or Dallas and Colleyville, TX, and its…

Robert Rex, Esq.
March 25, 2015

Dallas Based Worth Financial Group Sanctioned by Securities Regulator

Dallas Based Worth Financial Group Sanctioned by Securities Regulator https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 25, 2015 March 25, 2015

January 9, 2015 Worth Financial Group entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that it failed to establish adequate supervisory…

Robert Rex, Esq.
March 19, 2015

Gary Williky Named in Securities Fraud Action- Colleyville, Texas

Gary Williky Named in Securities Fraud Action- Colleyville, Texas https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 19, 2015 March 19, 2015

March 2, 2015-Colleyville, Texas The U.S. Securities & Exchange Commission (SEC) filed a complaint seeking an injunction alleging that Gary S. Williky of Colleyville, Texas perpetrated an illegal market manipulation and…