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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Daniel Gamache- Former UBS Broker- Discloses 2 Customer Disputes- Denver, CO

Daniel Gamache- Former UBS Broker- Discloses 2 Customer Disputes- Denver, CO 150 150 Robert Rex, Esq.

August 2018- Denver, CO The FINRA records of Daniel Gamache,  a stockbroker who is not currently employed and who last worked for UBS Financial Services in Denver, CO, discloses two pending…

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William J. Paynter, Jr.-Wells Fargo Broker Discloses Multiple Customer Complaints-Scottsdale, AZ

William J. Paynter, Jr.-Wells Fargo Broker Discloses Multiple Customer Complaints-Scottsdale, AZ 150 150 Robert Rex, Esq.

December 2018-Scottsdale, AZ William J. (“Bill John”) Paynter, Jr., (CRD#2835535) ,  a  stockbroker who is currently employed by Wells Fargo is the subject of a  currently pending customer dispute. He discloses the settlement…

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