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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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  • ER

Brett S. Ellen-Former Metric Financial Broker-Discloses $1.9M Customer Suit – Las Vegas, NV
Brett S. Ellen-Former Metric Financial Broker-Discloses $1.9M Customer Suit – Las Vegas, NV 150 150 ER

Brett Scott Ellen Investigation Updated October 2023 – Las Vegas, NV According to publicly available records  Brett S. Ellen,  an unregistered broker who was most recently employed by  Metric Financial…

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  • ER

Carl Gill – Former United Planners Broker- Discloses a Regulatory Event, 4 Settled Customer Disputes, 4 Pending Customer Disputes and 2 Terminations From Employment- Troy, MI
Carl Gill – Former United Planners Broker- Discloses a Regulatory Event, 4 Settled Customer Disputes, 4 Pending Customer Disputes and 2 Terminations From Employment- Troy, MI 150 150 ER

Carl Gill Investigation August 2022- Troy, MI According to publicly recorded records, Carl Damien Gill,  a financial advisor who was last employed by United Planners Financial Services of America,  discloses…

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