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  • ER

Christopher Bennett- Former J.J.B.Hilliard Broker-Barred From Securities Industry by Regulators, Discloses Pending Suits Seeking 6+ Million-Louisville, KY
Christopher Bennett- Former J.J.B.Hilliard Broker-Barred From Securities Industry by Regulators, Discloses Pending Suits Seeking 6+ Million-Louisville, KY 150 150 ER

Christopher Bennett Investigation July 2022-Louisville, KY According to publicly available records Christopher Bennett a currently unregistered broker who last worked for J.J.B. Hilliard, W.L. Lyons  discloses a final regulatory matter resulting in…

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  • Robert Rex, Esq.

Couple Awarded $550,000 For Losses on Breitburn Energy Investments-St. Louis
Couple Awarded $550,000 For Losses on Breitburn Energy Investments-St. Louis 150 150 Robert Rex, Esq.

September 2017-St. Louis, MO A FINRA arbitration panel ordered J.J.B. Hilliard, W.L. Lyons to pay a couple $450,000 in compensatory damages, $100,000 in punitive damages and costs of over $18,000.…

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