William Blair and Company Archives

Robert Rex, Esq.
May 3, 2017

William Blair and Company to Pay $4.5 Million Fine to Regulator

William Blair and Company to Pay $4.5 Million Fine to Regulator https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 3, 2017 May 3, 2017

MAY 2017 According to the U.S. Securities and Exchange Commission, Chicago based brokerage firm William Blair and Company will pay $4.5 million to settle charges that mutual fund assets were…