Woodbridge Group of Companies Archives

Robert Rex, Esq.
April 29, 2019

Floyd Powell-Former MML Investors Services Broker- Discloses Regulatory Event & 5 Customer Disputes-Albertville, AL

Floyd Powell-Former MML Investors Services Broker- Discloses Regulatory Event & 5 Customer Disputes-Albertville, AL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 29, 2019 April 29, 2019

April 2019 – Albertville, AL According to publicly available records Floyd Earl Powell (CRD#2220029) , a stockbroker who is currently not registered, discloses a regulatory event, 2 pending and 3 final…

Robert Rex, Esq.
October 31, 2018

David Ferwerda-Former Signator Investors Broker-Sanctioned Over Woodbridge Mortgage Fund Sales-Grand Rapids, MI

David Ferwerda-Former Signator Investors Broker-Sanctioned Over Woodbridge Mortgage Fund Sales-Grand Rapids, MI https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 31, 2018 October 31, 2018

March 2019- Grand Rapids, MI The FINRA records of David Carl Ferwerda , a former stock broker who is not currently registered and who was last employed by Signator Investors , disclose a regulatory bar from the…