Last Updated: February 2025, East Lansing, MI
Here’s what you need to know about East Lansing, MI, former stockbroker Tamara A. Glenn:
- Name: Ms. Tamara A. Glenn
- CRD Number: 4324857
- Current Status: Not currently registered
- Prior Employers:
- LPL Financial LLC (June 2023 – January 2024)
- Sigma Financial Corporation (January 2022 – June 2023)
- Securian Financial Services, Inc. (September 2018 – January 2022)
- Fifth Third Securities, Inc. (September 2017 – August 2018)
- Infinex Investments, Inc. (July 2016 – September 2017)
- Essex National Securities, LLC (March 2012 – July 2016)
- Function: Stockbroker / Financial Advisor
- Primary Location: East Lansing, MI
- DBA: Upstream Investment Partners
- Can Tamara Glenn be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $15,000
- Pending Customer Dispute Seeks Damages of: $50,000- $99,999
If you’ve sustained damages from Ms. Glenn, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Tamara Glenn As Your Stockbroker?
Several customer disputes and complaints have been reported against Tamara Glenn involving allegations of unsuitable investments and mismanagement of accounts:
- Case #23-03243, filed on January 5, 2024, involved the suitability of an alternative investment in HTI (Direct Investment – DPP & LP Interests). The settlement amount was $15,000 on November 25, 2024.
- Case #19-00669, filed on March 8, 2019, alleged unsuitable investments in a REIT product sold by Infinex Investments, Inc. This case was settled for $5,000.00 on April 23, 2019.
- Pending Case #23-02798, filed on October 12, 2023, alleges unsuitable investments in real estate securities, with damages estimated between $50,000 and $99,999. This matter is currently under FINRA arbitration.
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Allegations of Broker Misconduct Against Tamara Glenn
Customers of Tamara Glenn have alleged the following misconduct in connection with her handling of their investments:
- Unsuitable Investment Recommendations: Several cases involve allegations that Ms. Glenn recommended high-risk investments that did not align with the customers’ financial situations, potentially violating FINRA Rule 2111, which governs suitability requirements.
- Failure to Disclose Key Information: There are multiple complaints regarding failure to disclose risks associated with alternative investments, such as Direct Participation Programs (DPPs) and Real Estate Investment Trusts (REITs), which may violate FINRA Rule 2010.
- Account Mismanagement and Customer Disputes: Customers have also complained about delays in processing transactions and failure to follow instructions, causing financial losses.
See this for more information on REITs and Other Alternative Investments
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Tamara A. Glenn, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.