Last Updated: February 2024 (Corinth, MS )
Tim Campbell Investigation Summary
Here’s what you need to know about Corinth, MS, stockbroker Tim Campbell:
- Name: Mr. Timothy Brian Campbell
- Current Employer: Newbridge Securities Corporation
- DBA: Campbell & Associates
- Previous Firms: ML Investors Services, Northwestern Mutual Investment Services
- Function: Stock Broker/ Financial Advisor
- Aliases: Tim Campbell
- Primary Location: Corinth, MS
- CRD 3046265
- Can Tim Campbell be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by a prior Employer: Yes
- Highest Settlement or Award: $27,224
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Tim Campbell As Your Stockbroker?
In 1/2024 a customer of MML Investor Services was paid $27,224 to resolve allegations and concerns that there were discrepancies with signature, email and information on customer account forms.
MML Investors Services discharged Tim Campbell in 7/2023. The firm makes the following allegation on Campbell’s FINRA record: “Registered Rep. terminated upon receipt of customer complaint and for use of unapproved inaccurate sales literature.”
IN 9/2015 Northwestern Mutual Investments Services permitted Campbell to resign and made the following allegation on his FINRA record:” Registered representative was permitted to resign while under internal review regarding replacement activity and signature discrepancies on client forms for variable and non-variable products.”
Investigations involving forgery by financial advisors
Allegations of Broker Misconduct Against Tim Campbell
Customers of Tim Campbell have alleged the following wrongdoing in connection with the handling of customer accounts:
Concerns regarding life insurance policies and signature
- Information discrepancies found in customer account forms
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Tim Campbell, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
