Last Updated: October 2023 (Westlake, Texas)
Timothy Glaser Investigation Summary
Here’s what you need to know about Westlake, Texas, stockbroker Timothy Glaser:
- Name: Mr. Timothy M. Glaser
- Current Employer: Fidelity Brokerage Services, Fidelity Personal and Workplace Advisors (RIA)
- Previous Firms: Strategic Advisors (RIA)
- Function: Stock Broker/ Registered Investment Advisor
- Aliases: Timothy Glaser
- Primary Location: Westlake, Texas
- CRD 3030625
- Can Timothy Glaser be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $47,998
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Timothy Glaser As Your Stockbroker?
A customer of Fidelity Brokerage Services was paid $47,998 in 2021 to settle a FINRA arbitration alleging that Timothy Glaser failed to follow instructions with respect to the sale of two positions within a managed account.
Allegations of Broker Misconduct Against Timothy Glaser
Customers of Timothy Glaser have alleged the following wrongdoing in connection with the handling of customer accounts:
- Failed to follow customer’s instructions
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Timothy Glaser, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
