Last Updated: April 2024, Lawrence, Kansas
Here’s what you need to know about Victoria M. Bogner:
- Name: Victoria Marie Bogner
- CRD Number: 5048328
- Current Employer: AW Securities, Allworth Financial, L.P., (Registered Investment Advisor)
- Prior Employers:
- Affinity Financial Advisors (2007 – 2023)
- Cetera Advisor Networks LLC (2006 – 2023)
- Function: Stockbroker / Financial Advisor
- Aliases: Victoria Marie Martinson, Vickie Bogner
- DBA: McDaniel-Knutson Financial Partners
- Other Businesses: Bogner Publishing, Author of “Money Moves: A Financial Action Plan for Your 30’s and 40’s”
- Pending Customer Dispute Seeks Damages of $210,000:
Did You Lose Money with Victoria M. Bogner as Your Broker?
In 7/2024 a customer of Cetera Advisor Network filed a FINRA arbitration, alleging that Vickie Bogner recommended unsuitable investments. The dispute involves claims over investments in Non-Traded Business Development Companies and damages of $210,000 are sought.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
See this for more information on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Victoria M. Bogner
The following allegations have been reported in connection with the handling of customer accounts by Victoria M. Bogner:
Unsuitable Investment Recommendations
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Cetera brokers
If you have suffered investment losses in an account handled by Victoria M. Bogner, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.